|
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 144
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF
1933
|
OMB
APPROVAL
|
||||||||||||||||||
|
OMB
Number: 3235-0101
Expires:
December 31, 2009
Estimated
average burden hours per
response . . . . . . . . . 2.00
|
|||||||||||||||||||
|
SEC
USE ONLY
|
|||||||||||||||||||
|
DOCUMENT
SEQUENCE NO.
|
|||||||||||||||||||
|
CUSIP
NUMBER
|
|||||||||||||||||||
|
ATTENTION:
|
Transmit
for filing 3 copies of this form concurrently with either placing an order
with a broker to execute sale or executing a sale directly with a market
maker.
|
||||||||||||||||||
|
1 (a) NAME
OF ISSUER (Please type
or print)
|
(b) IRS
IDENT. NO.
|
(c) S.E.C.
FILE NO.
|
WORK
LOCATION
|
||||||||||||||||
|
Photonic
Products Group, Inc.
|
22-2003247
|
0-11668
|
|||||||||||||||||
|
1 (d)
|
ADDRESS
OF ISSUER
|
STREET
|
CITY
|
STATE
|
ZIP
CODE
|
(e) TELEPHONE
NO.
|
|||||||||||||
|
181
Legrand Avenue
|
Northvale
|
NJ
|
07647
|
AREA
CODE
|
NUMBER
|
||||||||||||||
|
201
|
767-1910
|
||||||||||||||||||
|
2 (a)
|
NAME
OF PERSON FOR WHOSE ACCOUNT THE SECURITIES ARE TO BE SOLD
|
(b)
|
IRS
IDENT. NO.
|
(c)
|
RELATIONSHIP
TO ISSUER
|
(d)
|
ADDRESS STREET
|
CITY
|
STATE
|
ZIP CODE
|
|||||||||
|
John
R. Ryan
|
Officer
|
181
Legrand Avenue
|
Northvale
|
NJ
|
07647
|
||||||||||||||
|
3 (a)
|
Title
of the Class of Securities To Be Sold
|
(b)
|
Name
and Address of Each Broker Through Whom the Securities are to be Offered
or Each Market Maker who is Acquiring the Securities
|
SEC
USE ONLY
|
(c)
|
Number
of Shares
or
Other Units
To
Be Sold
(See
instr. 3(c))
|
(d)
|
Aggregate
Market
Value
(See
instr. 3(d))
|
(e)
|
Number
of Shares
or
Other Units
Outstanding
(See
instr. 3(e))
|
(f)
|
Approximate
Date of Sale
(See
instr. 3(f))
(MO.
DAY YR.)
|
(g)
|
Name
of Each Securities Exchange
(See
instr. 3(g))
|
|
Broker-Dealer
File
Number
|
||||||||||||||
|
Common
Stock
|
Wells
Fargo Advisors
83
Wooster Heights Rd.
Danbury,
CT 06810
|
3,100
|
$3,565
|
11,420,381
(1)
|
12/15/2009
|
|||||||||
|
1
|
(a)
|
Name
of issuer
|
3
|
(a)
|
Title
of the class of securities to be sold
|
|
(b)
|
Issuer’s
I.R.S. Identification Number
|
(b)
|
Name
and address of each broker through whom the securities are intended to be
sold
|
||
|
(c)
|
Issuer’s
S.E.C. file number, if any
|
(c)
|
Number
of shares or other units to be sold (if debt securities, give the
aggregate face amount)
|
||
|
(d)
|
Issuer’s
address, including zip code
|
(d)
|
Aggregate
market value of the securities to be sold as of a specified date within 10
days prior to the filing of this notice
|
||
|
(e)
|
Issuer’s
telephone number, including area code
|
(e)
|
Number
of shares or other units of the class outstanding, or if debt securities
the face amount thereof outstanding, as shown by the most recent report or
statement published by the issuer
|
||
|
2
|
(a)
|
Name
of person for whose account the securities are to be sold
|
(f)
|
Approximate
date on which the securities are to be sold
|
|
|
(b)
|
Such
person’s I.R.S. identification number, if such person is an
entity
|
(g)
|
Name
of each securities exchange, if any, on which the securities are intended
to be sold
|
||
|
(c)
|
Such
person’s relationship to the issuer (e.g., officer, director, 10%
stockholder, or member of immediate family of any of the
foregoing)
|
||||
|
(d)
|
Such
person’s address, including zip code
|
|
Title
of the Class
|
Date
you Acquired
|
Nature
of Acquisition Transaction
|
Name
of Person from Whom Acquired
(If
gift, also give date donor acquired)
|
Amount
of Securities Acquired
|
Date
of Payment
|
Nature
of Payment
|
|
Common
Stock
|
12/07/2008
|
Sale
of Stock
|
Photonic
Products Group, Inc.
|
3,100
|
12/17/2008
|
Cash
|
|
INSTRUCTIONS:
|
If
the securities were purchased and full payment therefor was not made in
cash at the time of purchase, explain in the table or in a note thereto
the nature of the consideration given. If the consideration consisted of
any note or other obligation, or if payment was made in installments
describe the arrangement and state when the note or other obligation was
discharged in full or the last installment
paid.
|
|
Name
and Address of Seller
|
Title
of Securities Sold
|
Date
of Sale
|
Amount
of Securities Sold
|
Gross
Proceeds
|
|
INSTRUCTIONS:
|
ATTENTION:
|
|
|
See
the definition of “person” in paragraph (a) of Rule 144. Information is to
be given not only as to the person for whose account the securities are to
be sold but also as to all other persons included in that definition. In
addition, information shall be given as to sales by all persons whose
sales are required by paragraph (e) of Rule 144 to be aggregated with
sales for the account of the person filing this notice.
|
The
person for whose account the securities to which this notice relates are
to be sold hereby represents by signing this notice that he does not know
any material adverse information in regard to the current and prospective
operations of the Issuer of the securities to be sold which has not been
publicly disclosed.
|
|
12/04/09
|
/s/
John R. Ryan
|
|
|
DATE
OF NOTICE
|
(SIGNATURE)
|
|
ATTENTION:
Intentional misstatements or omission of facts constitute Federal Criminal
Violations (See 18 U.S.C. 1001)
|