UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units (1) | Â (1)(2) | Â (1)(2) | Common Stock | 4,739 | $ (1) | D | Â |
Restricted Stock Units (1) | Â (1)(3) | Â (1)(3) | Common Stock | 7,724 | $ (1) | D | Â |
Restricted Stock Units (1) | Â (1)(4) | Â (1)(4) | Common Stock | 30,000 | $ (1) | D | Â |
Stock Option (Right to Buy) | Â (5) | 03/30/2026 | Common Stock | 16,221 | $ 14.13 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Young Brian S C/O NOVANTA INC. 125 MIDDLESEX TURNPIKE BEDFORD, MA 01730 |
 |  |  Executive VP, Human Resources |  |
/s/ Joanna Tow, Attorney-In-Fact | 12/13/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share upon vesting of such Restricted Stock Unit. |
(2) | The Restricted Stock Units vest in three equal annual installments on April 15, 2016, April 15, 2017 and April 15, 2018. |
(3) | The Restricted Stock Units vest in three equal annual installments on March 30, 2017, March 30, 2018 and March 30, 2019. |
(4) | The Restricted Stock Units will vest on August 2, 2021. |
(5) | The Stock Options vest in three equal annual installments on March 30, 2017, March 30, 2018 and March 30, 2019. |
 Remarks: Power of Attorney on file |