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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Unit | $ 0 | 02/29/2016 | M | 1,259 | (8) | (9) | Common Stock | 1,259 | $ 0 | 5,489 | D | ||||
Restricted Stock Unit (10) (11) | $ 0 | 02/29/2016 | M | 3,323 | 02/28/2014 | 02/29/2016 | Common Stock | 3,323 | $ 0 | 6,646 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ISONO DENIS 220 S. KING ST HONOLULU, HI 96813 |
Executive Vice President |
/s/ Patricia Foley, attorney-in-fact for Mr. Denis Isono | 03/01/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares exercised to cover taxes related to vesting from 2/28/13 RSU & PSU grant |
(2) | RSUs performance-based granted 2/28/14 |
(3) | Shares exercised to cover taxes related to vesting from 2/28/14 PSU grant. |
(4) | RSUs time-based granted 2/28/14 |
(5) | Shares exercised to cover taxes related to vesting from 2/28/14 RSU grant |
(6) | RSUs performance-based, granted 2/17/15 reported at maximum number of shares to vest. Actual number of shares to vest based on performance results |
(7) | RSUs time-based; granted 2/17/15 |
(8) | 3 year step vest starting 2/28/2014 |
(9) | No expiration unless shares are forfeited prior to vesting. |
(10) | Original share amount should be 9,969. Correction of 1 share was made to original balance. |
(11) | RSUs performance-based originally filed on 3/1/13 at 100% (target) performance criteria. This supplements that filing to note the actual number of shares vested based on performance results. |