1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
02/25/2010(2)
|
11/25/2017 |
Common Stock
|
1,500
|
$
4.37
|
D
|
Â
|
Stock Option (Right to Buy)
|
04/30/2010(3)
|
04/30/2017 |
Common Stock
|
1,251
|
$
2.12
|
D
|
Â
|
Stock Option (Right to Buy)
|
05/15/2010(4)
|
08/15/2011 |
Common Stock
|
66
|
$
1.7
|
D
|
Â
|
Stock Option (Right to Buy)
|
05/15/2010(5)
|
07/30/2012 |
Common Stock
|
69
|
$
1.7
|
D
|
Â
|
Stock Option (Right to Buy)
|
05/15/2010(5)
|
01/28/2013 |
Common Stock
|
142
|
$
1.7
|
D
|
Â
|
Stock Option (Right to Buy)
|
05/15/2010(5)
|
12/23/2013 |
Common Stock
|
2,857
|
$
1.7
|
D
|
Â
|
Stock Option (Right to Buy)
|
05/15/2010(5)
|
02/02/2015 |
Common Stock
|
187
|
$
1.7
|
D
|
Â
|
Stock Option (Right to Buy)
|
11/08/2011(6)
|
11/08/2018 |
Common Stock
|
5,000
|
$
6.68
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Shares represented by Company stock fund units under the Mindspeed Technologies, Inc. Savings Plan which were acquired on a periodic basis pursuant to the Plan, based on the latest information furnished by the Plan Administrator. The shares represented by Company stock fund units under the Plan are held in the employee benefit plan trust and established thereunder. |
(2) |
Options became exercisable as to 1/8 of the option shares on this date and as to an additional 1/8 of the option shares each three months thereafter. |
(3) |
Options became exercisable as to 1/3 of the option shares on this date and as to an additional 1/8 of the option shares each three months thereafter. |
(4) |
Options became exercisable as to 1/2 of the option shares on this date and as to an additional 1/2 of the option shares one year thereafter. |
(5) |
Options became exercisable as to 1/3 of the option shares on this date and as to an additional 1/3 of the option shares each two years thereafter. |
(6) |
Options become exercisable as to 1/3 of the option shares on this date and as to an additional 1/24 of the option shares each month thereafter. |