1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Phantom Shares Esp
|
Â
(2)
|
Â
(4)
|
Common Stock
|
13,526.3764
|
$
(3)
|
I
|
By Trustee Executive Savings Plan
|
Employee Stock Option (Right to Buy)
|
12/20/2000 |
12/20/2010 |
Common Stock
|
9,700
|
$
36.86
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/19/2001 |
12/19/2011 |
Common Stock
|
13,750
|
$
32.44
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
01/17/2002 |
01/17/2012 |
Common Stock
|
1,750
|
$
33
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/25/2003 |
02/25/2013 |
Common Stock
|
12,850
|
$
11.86
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/27/2007 |
02/27/2017 |
Common Stock
|
38,300
|
$
25.64
|
D
|
Â
|
Ltip Phantom Stock Grant Apr 2006
|
04/04/2007(5)
|
Â
(4)
|
Common Stock
|
557
|
$
(3)
|
D
|
Â
|
Ltip Phantom Stock Grant Feb 2008
|
02/26/2011(6)
|
Â
(4)
|
Common Stock
|
7,700
|
$
(3)
|
D
|
Â
|
Performance Shares Grant Feb 2008
|
02/26/2011(6)
|
Â
(4)
|
Common Stock
|
8,300
|
$
(3)
|
D
|
Â
|
Ltip Phantom Stock Grant Feb 2009
|
02/24/2012(6)
|
Â
(4)
|
Common Stock
|
12,700
|
$
(3)
|
D
|
Â
|
Performance Shares Feb 2009
|
02/24/2012(6)
|
Â
(4)
|
Common Stock
|
13,500
|
$
(3)
|
D
|
Â
|
Ltip Phantom Stock Grant
|
02/23/2013(6)
|
Â
(4)
|
Common Stock
|
9,400
|
$
(3)
|
D
|
Â
|
Performance Shares
|
02/23/2013(6)
|
Â
(4)
|
Common Stock
|
10,100
|
$
(3)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 7,433 shares held By Trustee Retirement Savings Plan. |
(2) |
Payment upon termination of employment or occurence of other events as specified in the Spectra Energy Corp Executive Savings Plan, subject to holding periods required by law. |
(3) |
Converts to Common Stock on a 1-to-1 basis |
(4) |
Expiration date not applicable |
(5) |
Grant vests in 5 annual installments beginning April 2007 |
(6) |
Grant cliff vests 3 years from date of grant. |