1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Market Stock Unit
|
Â
(3)
|
Â
(3)
|
Common Stock
|
12,768
|
$
(2)
|
D
|
Â
|
Market Stock Unit
|
Â
(4)
|
Â
(4)
|
Common Stock
|
13,238
|
$
(2)
|
D
|
Â
|
Market Stock Unit
|
Â
(5)
|
Â
(5)
|
Common Stock
|
13,099
|
$
(2)
|
D
|
Â
|
Stock Appreciation Right
(6)
|
02/10/2007 |
02/10/2016 |
Common Stock
|
16,952
|
$
50.205
|
D
|
Â
|
Stock Appreciation Right
(6)
|
02/08/2009 |
02/08/2018 |
Common Stock
|
29,915
|
$
50.7
|
D
|
Â
|
Stock Appreciation Right
(6)
|
02/13/2010 |
02/13/2019 |
Common Stock
|
12,989
|
$
32.11
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents the pro rata portion of the stock portion of Aetna Common Stock Fund held by reporting person on February 29, 2012. The information is based on information provided by the Plan Trustee as of that date. |
(2) |
Each Market Stock Unit represents a right to receive up to 1.5 shares of Aetna Inc. Common Stock net of taxes. Vesting amount will be determined based on the weighted average closing stock price for the thirty trading days prior to the vest date. |
(3) |
Market Stock Unit granted under the Aetna Inc. 2010 Stock Incentive Plan, units will vest on December 7, 2012. |
(4) |
Market Stock Unit granted under the Aetna Inc. 2010 Stock Incentive Plan, units will vest on February 2, 2014. |
(5) |
Market Stock Unit granted under the Aetna Inc. 2010 Stock Incentive Plan, units will vest on February 2, 2015. |
(6) |
Stock Appreciation Right granted under the Aetna Inc. 2000 Stock Incentive Plan. |