UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Preferred Stock | Â (5) | Â (6) | Common Stock | 3,126 | $ (5) | I | By OpenView Affiliates Fund II, L.P. (1) |
Series A Preferred Stock | Â (5) | Â (6) | Common Stock | 4,710 | $ (5) | I | By OpenView Affiliates Fund, L.P. (2) |
Series A Preferred Stock | Â (5) | Â (6) | Common Stock | 63,433 | $ (5) | I | By OpenView Venture Partners II, L.P. (3) |
Series A Preferred Stock | Â (5) | Â (6) | Common Stock | 61,849 | $ (5) | I | By OpenView Venture Partners, L.P. (4) |
Series B Preferred Stock | Â (7) | Â (6) | Common Stock | 92,090 | $ (7) | I | By OpenView Affiliates Fund II, L.P. (1) |
Series B Preferred Stock | Â (7) | Â (6) | Common Stock | 138,752 | $ (7) | I | By OpenView Affiliates Fund, L.P. (2) |
Series B Preferred Stock | Â (7) | Â (6) | Common Stock | 1,868,694 | $ (7) | I | By OpenView Venture Partners II, L.P. (3) |
Series B Preferred Stock | Â (7) | Â (6) | Common Stock | 1,822,031 | $ (7) | I | By OpenView Venture Partners, L.P. (4) |
Series C Preferred Stock | Â (8) | Â (6) | Common Stock | 16,880 | $ (8) | I | By OpenView Affiliates Fund II, L.P. (1) |
Series C Preferred Stock | Â (8) | Â (6) | Common Stock | 25,436 | $ (8) | I | By OpenView Affiliates Fund, L.P. (2) |
Series C Preferred Stock | Â (8) | Â (6) | Common Stock | 342,563 | $ (8) | I | By OpenView Venture Partners II, L.P. (3) |
Series C Preferred Stock | Â (8) | Â (6) | Common Stock | 334,008 | $ (8) | I | By OpenView Venture Partners, L.P. (4) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
OpenView Management, LLC 303 CONGRESS STREET, 7TH FLOOR BOSTON, MA 02210 |
 |  X |  |  |
OPENVIEW AFFILIATES FUND LP 303 CONGRESS STREET, 7TH FLOOR BOSTON, MA 02210 |
 |  X |  |  |
OpenView Venture Partners LP 303 CONGRESS STREET, 7TH FLOOR BOSTON, MA 02210 |
 |  X |  |  |
OPENVIEW VENTURE PARTNERS II LP 303 CONGRESS STREET, 7TH FLOOR BOSTON, MA 02210 |
 |  X |  |  |
OPENVIEW AFFILIATES FUND II LP 303 CONGRESS STREET, 7TH FLOOR BOSTON, MA 02210 |
 |  X |  |  |
Maxwell Scott Marcil 303 CONGRESS STREET, 7TH FLOOR BOSTON, MA 02210 |
 |  X |  |  |
/s/ Scott M. Maxwell | 11/12/2015 | |
**Signature of Reporting Person | Date | |
/s/ Scott M. Maxwell, sole manager of OpenView Management, LLC | 11/12/2015 | |
**Signature of Reporting Person | Date | |
/s/ Scott M. Maxwell, sole manager of OpenView Management, LLC, the general partner of OpenView General Partner II, L.P., the general partner of OpenView Affiliates Fund II, L.P. | 11/12/2015 | |
**Signature of Reporting Person | Date | |
/s/ Scott M. Maxwell, sole manager of OpenView Management, LLC, the general partner of OpenView General Partner, L.P., the general partner of OpenView Affiliates Fund, L.P. | 11/12/2015 | |
**Signature of Reporting Person | Date | |
/s/ Scott M. Maxwell, sole manager of OpenView Management, LLC, the general partner of OpenView General Partner, L.P., the general partner of OpenView Venture Partners, L.P. | 11/12/2015 | |
**Signature of Reporting Person | Date | |
/s/ Scott M. Maxwell, sole manager of OpenView Management, LLC, the general partner of OpenView General Partner II, L.P., the general partner of OpenView Venture Partners II, L.P. | 11/12/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The securities are held by OpenView Affiliates Fund II, L.P. ("OAF II LP"). OpenView Management, LLC ("OVM LLC") is the general partner of OpenView General Partner II, L.P. ("OGP II LP"), which is the general partner of OAF II LP. Scott M. Maxwell is the sole manager of OVM LLC. Scott M. Maxwell and each of OVM LLC and OGP II LP disclaims beneficial ownership of all shares held by OAF II LP except to the extent, if any, of his or such entity's, as applicable, pecuniary interest therein. |
(2) | The securities are held by OpenView Affiliates Fund, L.P. ("OAF LP"). OpenView Management, LLC ("OVM LLC") is the general partner of OpenView General Partner, L.P. ("OGP LP"), which is the general partner of OAF LP. Scott M. Maxwell is the sole manager of OVM LLC. Scott M. Maxwell and each of OVM LLC and OGP LP disclaims beneficial ownership of all shares held by OAF LP except to the extent, if any, of his or such entity's, as applicable, pecuniary interest therein. |
(3) | The securities are held by OpenView Venture Partners II, L.P. ("OVP II LP"). OpenView Management, LLC ("OVM LLC") is the general partner of OpenView General Partner II, L.P. ("OGP II LP"), which is the general partner of OVP II LP. Scott M. Maxwell is the sole manager of OVM LLC. Scott M. Maxwell and each of OVM LLC and OGP II LP disclaims beneficial ownership of all shares held by OVP II LP except to the extent, if any, of his or such entity's, as applicable, pecuniary interest therein. |
(4) | The securities are held by OpenView Venture Partners, L.P. ("OVP LP"). OpenView Management, LLC ("OVM LLC") is the general partner of OpenView General Partner, L.P. ("OGP LP"), which is the general partner of OVP LP. Scott M. Maxwell is the sole manager of OVM LLC. Scott M. Maxwell and each of OVM LLC and OGP LP disclaims beneficial ownership of all shares held by OVP LP except to the extent, if any, of his or such entity's, as applicable, pecuniary interest therein. |
(5) | The Series A Preferred Stock is convertible into Common Stock of the Issuer at the option of the holder. The Series A Preferred Stock will automatically convert into Common Stock of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer. |
(6) | Not applicable. |
(7) | The Series B Preferred Stock is convertible into Common Stock of the Issuer at the option of the holder. The Series B Preferred Stock will automatically convert into Common Stock of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer. |
(8) | The Series C Preferred Stock is convertible into Common Stock of the Issuer at the option of the holder. The Series C Preferred Stock will automatically convert into Common Stock of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer. |