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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 19.2507 (7) | 09/26/2014 | A(7) | 1,430 (7) | (8) | 06/04/2020 | Common Stock | 1,430 (7) | $ 0 | 15,555 (7) | D | ||||
Stock Option (Right to Buy) | $ 19.9466 (7) | 09/26/2014 | A(7) | 898 (7) | (8) | 05/24/2016 | Common Stock | 898 (7) | $ 0 | 9,772 (7) | D | ||||
Stock Option (Right to Buy) | $ 22.4287 (7) | 09/26/2014 | A(7) | 808 (7) | (8) | 05/23/2017 | Common Stock | 808 (7) | $ 0 | 8,798 (7) | D | ||||
Stock Option (Right to Buy) | $ 24.9015 (7) | 09/26/2014 | A(7) | 851 (7) | (8) | 06/05/2018 | Common Stock | 851 (7) | $ 0 | 9,261 (7) | D | ||||
Stock Option (Right to Buy) | $ 23.0328 (7) | 09/26/2014 | A(7) | 837 (7) | (8) | 06/04/2019 | Common Stock | 837 (7) | $ 0 | 9,108 (7) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RYAN VINCENT J C/O SCHOONER CAPITAL 60 SOUTH STREET, SUITE 1120 BOSTON, MA 02111 |
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/s/ Sarah Cammarata, under Power of Attorney dated September 16, 2010 from Vincent J. Ryan | 09/30/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares gifted by the Reporting Person on September 15, 2014 were gifted to The Schooner Foundation, a private non-profit foundation, of which the Reporting Person is a trustee but in which the Reporting Person has no pecuniary interest. |
(2) | Shares held in the Vincent J. Ryan Revocable Trust, dated December 24, 1987 (the "Ryan Trust"). |
(3) | This transaction was effected pursuant to a 10b5-1 trading plan adopted on September 15, 2014 by the Ryan Trust. |
(4) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.76 to $34.09, inclusive. The Reporting Person undertakes to provide to Iron Mountain Incorporated, any security holder of Iron Mountain Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (4). |
(5) | Shares held by Schooner Capital Corporation. |
(6) | Shares held in the Carla E. Meyer Three-Year Retained Annuity Trust, dated October 29, 2008. |
(7) | This report reflects adjustments effective on September 26, 2014 approved by the Board of Directors of Iron Mountain Incorporated (the "Board") made in connection with a special distribution declared by the Board on September 15, 2014. |
(8) | This stock option is fully vested. |