UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option - Right to Buy | 03/13/2012(3) | 03/13/2019 | Common Stock | 11,667 | $ 3.44 | D | Â |
Stock Option - Right to Buy | Â (4) | 03/10/2020 | Common Stock | 26,666 | $ 8.47 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Asplund Dale A C/O UNITED RENTALS, INC. FIVE GREENWICH OFFICE PARK GREENWICH, CT 06831 |
 |  |  Senior V.P.-Business Services |  |
/ s / Dale A. Asplund | 04/20/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total reported is comprised of: (i) an award of restricted stock units granted to the reporting person on March 13, 2009, of which 3,333 units are scheduled to vest on March 13, 2012, (ii) an award of restricted stock units granted on December 21, 2009, of which 1,666 units are scheduled to vest on December 21, 2011 and 1,667 units are scheduled to vest on December 21, 2012, (iii) an award of restricted stock units granted on March 11, 2010, of which 3,333 units are scheduled to vest on each of March 11, 2012 and March 11, 2013, and (iv) an award of 3,500 restricted stock units granted on March 8, 2011, of which one-third of the units are scheduled to vest on each of March 8, 2012, March 8, 2013 and March 8, 2014. |
(2) | Restricted stock units are settled with common shares on a one-for-one basis upon vesting and are subject to acceleration in certain circumstances. |
(3) | In connection with an option award granted on March 13, 2009, 11,667 option shares become exercisable on March 13, 2012. |
(4) | In connection with an option award granted on March 11, 2010, 13,333 option shares become exercisable on each of March 11, 2012 and March 11, 2013. |