1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(2)
|
12/19/2016 |
Common Stock
|
25,000
|
$
3.68
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(3)
|
12/19/2016 |
Common Stock
|
37,500
|
$
3.68
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(4)
|
08/15/2017 |
Common Stock
|
25,000
|
$
8.1
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
06/24/2019 |
Common Stock
|
45,000
|
$
6.94
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(6)
|
12/30/2013 |
Common Stock
|
25,000
|
$
10.18
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 81,289 shares of common stock held by Polygal Row, LLC, which represents Mr. Frisoni's proportionate economic interest in shares of common stock held by Polygal Row, LLC. Mr. Frisoni disclaims beneficial ownership of the shares held by Polygal Row, LLC except to the extent of his pecuniary interest therein. |
(2) |
These options are fully vested. |
(3) |
These options are fully vested. |
(4) |
These options vest as follows: 8,333 on March 15, 2008; 8,333 on March 15, 2009; and 8,334 on March 15, 2010. |
(5) |
These options vest in installments of 2,812 every three months from September 30, 2009 to June 30, 2011 and 2,813 every three months from June 30, 2011 to June 30, 2013. |
(6) |
These options vest in annual installments of 6,250 beginning on December 30, 2009. |