FORM 4 Check this box if no longer
subject to Section 16. Form 4 or Form
5 obligations may continue. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
|
OMB APPROVAL |
OMB
Number: 3235-0287 |
1. Name and Address of Reporting Person *
(Last)
(First)
(Middle)
(Street)
(City)
(State) (Zip)
|
2. Issuer Name and Ticker Adobe Systems Incorporated ADBE 3. I.R.S.
Identification |
4. Statement for
April 15, 2003
|
(Check
all applicable) Director
X Officer (give title below)
10% Owner
Other (specify below) SVP, Worldwide Sales & Field Marketing
|
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security |
2. Transaction Date
(Month/Day/ |
2A. Deemed Execution Date,
if any (Month/Day/ |
3. Transaction Code |
4. Securities Acquired (A)
or Disposed of (D) |
5. Amount of Securities
Beneficially Owned Following Reported Transaction(s) |
6. Ownership Form: Direct
(D) or Indirect (I) |
7. Nature of Indirect
Beneficial Ownership |
|||
Code |
V |
Amount |
(A) or (D) |
Price |
||||||
Common Stock |
4/15/03 |
|
S |
|
1,174 |
D |
$33.77 |
8,194 |
D |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Table II Derivative Securities Acquired, Disposed of, or
Beneficially Owned |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date |
3A. Deemed Execution Date,
if any (Month/Day/ |
4. Transaction Code (Instr. 8) |
5. Number of Derivative
Securities Acquired (A) or Disposed of (D) |
6. Date Exercisable and
Expiration Date |
7. Title and Amount of
Underlying Securities |
8. Price of Derivative
Security |
9. Number of Derivative
Securities Beneficially Owned Following Reported Transaction(s) |
10. Ownership Form of
Derivative Securities: Direct (D) or Indirect (I) |
11. Nature of Indirect
Beneficial Ownership |
||||
Code |
V |
(A) |
(D) |
Date |
Expiration |
Title |
Amount or Number of Shares |
||||||||
Incentive Stock Option (right to buy) |
$35.6875 |
|
|
|
|
|
|
(1) |
11/8/07 |
Common Stock |
2,800 |
|
2,800 |
D |
|
Non-Qualified Stock Option (right to buy) |
$35.6875 |
|
|
|
|
|
|
(1) |
11/8/07 |
Common Stock |
161,368 |
|
161,368 |
D |
|
Non-Qualified Stock Option (right to buy) |
$64.3125 |
|
|
|
|
|
|
(1) |
11/29/08 |
Common Stock |
125,000 |
|
125,000 |
D |
|
Non-Qualified Stock Option (right to buy) |
$55.6563 |
|
|
|
|
|
|
(1) |
3/31/08 |
Common Stock |
200,000 |
|
200,000 |
D |
|
Incentive Stock Option (right to buy) |
$27.6876 |
|
|
|
|
|
|
(1) |
3/2/09 |
Common Stock |
4,800 |
|
4,800 |
D |
|
Non-Qualified Stock Option (right to buy) |
$27.6876 |
|
|
|
|
|
|
(1) |
3/2/09 |
Common Stock |
120,200 |
|
120,200 |
D |
|
Non-Qualified Stock Option (right to buy) |
$26.9500 |
|
|
|
|
|
|
(2) |
11/2/09 |
Common Stock |
175,000 |
|
175,000 |
D |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Explanation of Responses: (1) Vests and becomes exercisable at a rate of 2.08% per month for the first 24 months, then 4.17% per month for the next 12 months. Option includes provision permitting the reporting person to elect to have shares withheld upon exercise to satisfy withholding tax obligations. (2) Vests at a rate of 25% one year after grant date, 2.08% per month for the following 12 months, and 4.17% per month for the remaining 12 months.
|
Cheryl K. House ** Signature of Reporting Person |
04/18/03 Date |
|
|
Reminder: Report on a separate line for each
class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements
or omissions of facts constitute Federal Criminal Violations.
See 18
U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
http://www.sec.gov/divisions/corpfin/forms/form4.htm
Last update: 09/05/2002