Matter
|
|||||||||||
Shareholder
|
Proposed
|
For or
|
|||||||||
Ticker
|
Meeting
|
Record
|
Meeting
|
Proposal
|
by Issuer
|
Vote Cast
|
Vote
|
Against
|
|||
Name of Issuer
|
Symbol
|
CUSIP
|
Date
|
Date
|
Type
|
Number
|
Description of Matter to be Voted On
|
or Holder
|
(Yes or Abstain)
|
(For or Against)
|
Management
|
DIAGEO PLC
|
DEO
|
25243Q205
|
10/17/2012
|
9/4/2012
|
Annual
|
1
|
REPORT AND ACCOUNTS 2012.
|
Issuer
|
Yes
|
For
|
For
|
2
|
DIRECTORS' REMUNERATION REPORT 2012.
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
DECLARATION OF FINAL DIVIDEND.
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
|
Issuer
|
Yes
|
For
|
For
|
||||||
5
|
RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
|
Issuer
|
Yes
|
For
|
For
|
||||||
6
|
RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION(CHAIRMAN OF THE COMMITTEE))
|
Issuer
|
Yes
|
For
|
For
|
||||||
7
|
RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
|
Issuer
|
Yes
|
For
|
For
|
||||||
8
|
RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION COMMITTEE (CHAIRMAN OF THE COMMITTEE))
|
Issuer
|
Yes
|
For
|
For
|
||||||
9
|
RE-ELECTION OF D MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE)
|
Issuer
|
Yes
|
For
|
For
|
||||||
10
|
RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE)
|
Issuer
|
Yes
|
For
|
For
|
||||||
11
|
RE-ELECTION OF HT STITZER AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
|
Issuer
|
Yes
|
For
|
For
|
||||||
12
|
RE-ELECTION OF PS WALSH AS A DIRECTOR. (EXECUTIVE COMMITTEE(CHAIRMAN OF THE COMMITTEE))
|
Issuer
|
Yes
|
For
|
For
|
||||||
13
|
ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
|
Issuer
|
Yes
|
For
|
For
|
||||||
14
|
ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE COMMITTEE)
|
Issuer
|
Yes
|
For
|
For
|
||||||
15
|
RE-APPOINTMENT OF AUDITOR.
|
Issuer
|
Yes
|
For
|
For
|
||||||
16
|
REMUNERATION OF AUDITOR.
|
Issuer
|
Yes
|
For
|
For
|
||||||
17
|
AUTHORITY TO ALLOT SHARES.
|
Issuer
|
Yes
|
For
|
For
|
||||||
18
|
DISAPPLICATION OF PRE-EMPTION RIGHTS.
|
Issuer
|
Yes
|
For
|
For
|
||||||
19
|
AUTHORITY TO PURCHASE OWN ORDINARY SHARES.
|
Issuer
|
Yes
|
For
|
For
|
||||||
20
|
AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU.
|
Issuer
|
Abstain
|
Abstain
|
Abstain
|
||||||
21
|
REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING.
|
Issuer
|
Yes
|
Against
|
Against
|
||||||
THE PROCTER & GAMBLE COMPANY
|
PG
|
742718109
|
10/9/2012
|
8/10/2012
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: ANGELA F. BRALY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: KENNETH I. CHENAULT
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF DIRECTOR: SCOTT D. COOK
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ELECTION OF DIRECTOR: SUSAN DESMOND-HELLMANN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) ELECTION OF DIRECTOR: ROBERT A. MCDONALD
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) ELECTION OF DIRECTOR: MARGARET C. WHITMAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) ELECTION OF DIRECTOR: PATRICIA A. WOERTZ
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) ELECTION OF DIRECTOR: ERNESTO ZEDILLO
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE)
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL CONTRIBUTION (PAGE 67 OF PROXY STATEMENT)
|
Holder
|
Yes
|
Against
|
For
|
||||||
5
|
SHAREHOLDER PROPOSAL #2 - PRODUCER RESPONSIBILITY FOR PACKAGING (PAGE 70 OF PROXY STATEMENT)
|
Holder
|
Yes
|
Against
|
For
|
||||||
6
|
SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT)
|
Holder
|
Yes
|
Against
|
For
|
||||||
ADVENT/CLAYMORE CONV SEC AND INC II-W7
|
AGC-W
|
007639305
|
10/24/2012
|
9/21/2012
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF CLASS III DIRECTOR: MR. TRACY V. MAITLAND
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF CLASS III DIRECTOR: MR. RONALD A. NYBERG
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF CLASS II DIRECTOR: MR. MICHAEL A. SMART
|
Issuer
|
Yes
|
For
|
For
|
|||||||
HARRIS CORPORATION
|
HRS
|
413875105
|
10/26/2012
|
8/31/2012
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: WILLIAM M. BROWN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: PETER W. CHIARELLI
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF DIRECTOR: THOMAS A. DATTILO
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ELECTION OF DIRECTOR: TERRY D. GROWCOCK
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) ELECTION OF DIRECTOR: LEWIS HAY III
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) ELECTION OF DIRECTOR: KAREN KATEN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ELECTION OF DIRECTOR: STEPHEN P. KAUFMAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) ELECTION OF DIRECTOR: LESLIE F. KENNE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) ELECTION OF DIRECTOR: DAVID B. RICKARD
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) ELECTION OF DIRECTOR: JAMES C. STOFFEL
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) ELECTION OF DIRECTOR: GREGORY T. SWIENTON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
12) ELECTION OF DIRECTOR: HANSEL E. TOOKES II
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PERMIT HOLDERS OF 25% OF OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS.
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.
|
Issuer
|
Yes
|
For
|
For
|
||||||
CISCO SYSTEMS, INC.
|
CSCO
|
17275R102
|
11/15/2012
|
9/17/2012
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) CAROL A. BARTZ
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) MARC BENIOFF
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) M. MICHELE BURNS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) MICHAEL D. CAPELLAS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) LARRY R. CARTER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) JOHN T. CHAMBERS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) BRIAN L. HALLA
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) DR. JOHN L. HENNESSY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) DR. KRISTINA M. JOHNSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) RICHARD M. KOVACEVICH
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) RODERICK C. MCGEARY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
12) ARUN SARIN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
13) STEVEN M. WEST
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN.
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.
|
Issuer
|
Yes
|
For
|
For
|
||||||
5
|
APPROVAL TO HAVE CISCO'S BOARD ADOPT A POLICY TO HAVE AN INDEPENDENT BOARD CHAIRMAN WHENEVER POSSIBLE.
|
Holder
|
Yes
|
Against
|
For
|
||||||
6
|
APPROVAL TO REQUEST CISCO MANAGEMENT TO PREPARE A REPORT ON "CONFLICT MINERALS" IN CISCO'S SUPPLY CHAIN.
|
Holder
|
Yes
|
Against
|
For
|
||||||
RMR REAL ESTATE INCOME FUND- COMMON
|
RIF
|
76970B101
|
4/11/2013
|
2/19/2013
|
Annual
|
2A.
|
ELECTION OF CLASS III TRUSTEE: ARTHUR G. KOUMANTZELIS
|
Issuer
|
Yes
|
For
|
For
|
FRANKLIN RESOURCES, INC.
|
BEN
|
354613101
|
3/13/2013
|
1/16/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: SAMUEL H. ARMACOST
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: PETER K. BARKER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF DIRECTOR: CHARLES CROCKER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ELECTION OF DIRECTOR: CHARLES B. JOHNSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) ELECTION OF DIRECTOR: GREGORY E. JOHNSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ELECTION OF DIRECTOR: MARK C. PIGOTT
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) ELECTION OF DIRECTOR: CHUTTA RATNATHICAM
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) ELECTION OF DIRECTOR: LAURA STEIN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) ELECTION OF DIRECTOR: ANNE M. TATLOCK
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) ELECTION OF DIRECTOR: GEOFFREY Y. YANG
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013.
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
STOCKHOLDER PROPOSAL ON GENOCIDE-FREE INVESTING.
|
Against
|
Yes
|
Against
|
For
|
||||||
COHEN & STEERS INFRASTRUCTURE FUND, INC
|
CNS
|
19248A109
|
4/25/2013
|
2/20/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) MARTIN COHEN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) RICHARD J. NORMAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) FRANK K. ROSS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
JOHNSON & JOHNSON
|
JNJ
|
478160104
|
4/25/2013
|
2/26/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: MARY SUE COLEMAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: JAMES G. CULLEN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF DIRECTOR: IAN E.L. DAVIS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ELECTION OF DIRECTOR: ALEX GORSKY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) ELECTION OF DIRECTOR: SUSAN L. LINDQUIST
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ELECTION OF DIRECTOR: ANNE M. MULCAHY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) ELECTION OF DIRECTOR: LEO F. MULLIN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) ELECTION OF DIRECTOR: WILLIAM D. PEREZ
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) ELECTION OF DIRECTOR: CHARLES PRINCE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) ELECTION OF DIRECTOR: A. EUGENE WASHINGTON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
12) ELECTION OF DIRECTOR: RONALD A. WILLIAMS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK
|
Holder
|
Yes
|
Against
|
For
|
||||||
5
|
SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS AND CORPORATE VALUES
|
Holder
|
Yes
|
Against
|
For
|
||||||
6
|
SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN
|
Holder
|
Yes
|
Against
|
For
|
||||||
SANOFI
|
SNY
|
80105N105
|
5/3/2013
|
3/25/2013
|
Annual
|
1
|
APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012
|
Issuer
|
Yes
|
For
|
For
|
2
|
APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
APPROPRIATION OF PROFITS, DECLARATION OF DIVIDEND
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
APPOINTMENT OF A DIRECTOR (FABIENNE LECORVAISIER)
|
Issuer
|
Yes
|
For
|
For
|
||||||
5
|
AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY
|
Issuer
|
Yes
|
For
|
For
|
||||||
6
|
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHTS MAINTAINED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS
|
Issuer
|
Yes
|
For
|
For
|
||||||
7
|
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHT BEING CANCELLED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS BY PUBLIC OFFERING
|
Issuer
|
Yes
|
For
|
For
|
||||||
8
|
POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE RIGHT, SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AS CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION IN KIND IN THE FORM OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OF ANOTHER COMPANY
|
Issuer
|
Yes
|
For
|
For
|
||||||
9
|
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREEMPTIVE RIGHTS
|
Issuer
|
Yes
|
For
|
For
|
||||||
10
|
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM, RESERVES, PROFITS OR OTHER ITEMS
|
Issuer
|
Yes
|
For
|
For
|
||||||
11
|
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE RIGHT IN THEIR FAVOR
|
Issuer
|
Yes
|
For
|
For
|
||||||
12
|
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO ALLOT, WITHOUT PREEMPTIVE RIGHT, EXISTING OR NEW RESTRICTED SHARES IN FULL OR PARTIAL SUBSTITUTION FOR THE DISCOUNT TO A CAPITAL INCREASE RESERVED FOR SALARIED EMPLOYEES
|
Issuer
|
Yes
|
For
|
For
|
||||||
13
|
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO GRANT, WITHOUT PREEMPTIVE RIGHT, OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES
|
Issuer
|
Yes
|
For
|
For
|
||||||
14
|
AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES
|
Issuer
|
Yes
|
For
|
For
|
||||||
15
|
POWERS FOR FORMALITIES
|
Issuer
|
Yes
|
For
|
For
|
||||||
WELLS FARGO & COMPANY
|
WFC
|
949746101
|
4/23/2013
|
2/26/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: JOHN D. BAKER II
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: ELAINE L. CHAO
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF DIRECTOR: JOHN S. CHEN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ELECTION OF DIRECTOR: LLOYD H. DEAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) ELECTION OF DIRECTOR: SUSAN E. ENGEL
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ELECTION OF DIRECTOR: DONALD M. JAMES
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) ELECTION OF DIRECTOR: FEDERICO F. PENA
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD
|
Issuer
|
Yes
|
For
|
For
|
|||||||
12) ELECTION OF DIRECTOR: STEPHEN W. SANGER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
13) ELECTION OF DIRECTOR: JOHN G. STUMPF
|
Issuer
|
Yes
|
For
|
For
|
|||||||
14) ELECTION OF DIRECTOR: SUSAN G. SWENSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN.
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
|
Issuer
|
Yes
|
For
|
For
|
||||||
5
|
STOCKHOLDER PROPOSAL TO ADOPT A POLICY REQUIRING AN INDEPENDENT CHAIRMAN.
|
Holder
|
Yes
|
Against
|
For
|
||||||
6
|
STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES.
|
Holder
|
Yes
|
Against
|
For
|
||||||
7
|
STOCKHOLDER PROPOSAL TO REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES.
|
Holder
|
Yes
|
Against
|
For
|
||||||
INTERNATIONAL BUSINESS MACHINES CORP.
|
IBM
|
459200101
|
4/30/2013
|
3/1/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: A.J.P. BELDA
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: W.R. BRODY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF DIRECTOR: K.I. CHENAULT
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ELECTION OF DIRECTOR: M.L. ESKEW
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) ELECTION OF DIRECTOR: D.N. FARR
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) ELECTION OF DIRECTOR: S.A. JACKSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ELECTION OF DIRECTOR: A.N. LIVERIS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) ELECTION OF DIRECTOR: W.J. MCNERNEY, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) ELECTION OF DIRECTOR: J.W. OWENS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) ELECTION OF DIRECTOR: V.M. ROMETTY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) ELECTION OF DIRECTOR: J.E. SPERO
|
Issuer
|
Yes
|
For
|
For
|
|||||||
12) ELECTION OF DIRECTOR: S. TAUREL
|
Issuer
|
Yes
|
For
|
For
|
|||||||
13) ELECTION OF DIRECTOR: L.H. ZAMBRANO
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72)
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 73)
|
Holder
|
Yes
|
Against
|
For
|
||||||
5
|
STOCKHOLDER PROPOSAL FOR EXECUTIVES TO RETAIN SIGNIFICANT STOCK (PAGE 76)
|
Holder
|
Yes
|
For
|
Against
|
||||||
6
|
STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIR (PAGE 75)
|
Holder
|
Yes
|
Against
|
For
|
||||||
7
|
STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT (PAGE 74)
|
Holder
|
Yes
|
Against
|
For
|
||||||
AMERICAN EXPRESS COMPANY
|
AXP
|
025816109
|
4/29/2013
|
3/1/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) C. BARSHEFSKY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) U.M. BURNS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) K.I. CHENAULT
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) P. CHERNIN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) A. LAUVERGEON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) T.J. LEONSIS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) R.C. LEVIN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) R.A. MCGINN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) S.J. PALMISANO
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) S.S REINEMUND
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) D.L. VASELLA
|
Issuer
|
Yes
|
For
|
For
|
|||||||
12) R.D. WALTER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
13) R.A. WILLIAMS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
SHAREHOLDER PROPOSAL RELATING TO SEPARATION OF CHAIRMAN AND CEO ROLES.
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
|
Holder
|
Yes
|
Against
|
For
|
||||||
BERKSHIRE HATHAWAY INC.
|
BRK-A
|
084670108
|
5/4/2013
|
3/6/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) WARREN E. BUFFETT
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) CHARLES T. MUNGER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) HOWARD G. BUFFETT
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) STEPHEN B. BURKE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) SUSAN L. DECKER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) WILLIAM H. GATES III
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) DAVID S. GOTTESMAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) CHARLOTTE GUYMAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) DONALD R. KEOUGH
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) THOMAS S. MURPHY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) RONALD L. OLSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
12) WALTER SCOTT, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
13) MERYL B. WITMER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
SHAREHOLDER PROPOSAL REGARDING GREENHOUSE GAS AND OTHER AIR EMISSIONS.
|
Holder
|
Yes
|
Against
|
For
|
||||||
BERKSHIRE HATHAWAY INC.
|
BRK-B
|
84670702
|
5/4/2013
|
3/6/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) WARREN E. BUFFETT
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) CHARLES T. MUNGER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) HOWARD G. BUFFETT
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) STEPHEN B. BURKE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) SUSAN L. DECKER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) WILLIAM H. GATES III
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) DAVID S. GOTTESMAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) CHARLOTTE GUYMAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) DONALD R. KEOUGH
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) THOMAS S. MURPHY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) RONALD L. OLSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
12) WALTER SCOTT, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
13) MERYL B. WITMER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
SHAREHOLDER PROPOSAL REGARDING GREENHOUSE GAS AND OTHER AIR EMISSIONS.
|
Holder
|
Yes
|
Against
|
For
|
||||||
PHILIP MORRIS INTERNATIONAL INC.
|
PM
|
718172109
|
5/8/2013
|
3/15/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: HAROLD BROWN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ELECTION OF DIRECTOR: LOUIS C. CAMILLERI
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) ELECTION OF DIRECTOR: J. DUDLEY FISHBURN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) ELECTION OF DIRECTOR: JENNIFER LI
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ELECTION OF DIRECTOR: GRAHAM MACKAY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) ELECTION OF DIRECTOR: SERGIO MARCHIONNE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) ELECTION OF DIRECTOR: KALPANA MORPARIA
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) ELECTION OF DIRECTOR: LUCIO A. NOTO
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) ELECTION OF DIRECTOR: ROBERT B. POLET
|
Issuer
|
Yes
|
For
|
For
|
|||||||
12) ELECTION OF DIRECTOR: CARLOS SLIM HELU
|
Issuer
|
Yes
|
For
|
For
|
|||||||
13) ELECTION OF DIRECTOR: STEPHEN M. WOLF
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS
|
Holder
|
Yes
|
For
|
For
|
||||||
3
|
ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION
|
Holder
|
Yes
|
For
|
For
|
||||||
REPUBLIC SERVICES, INC.
|
RSG
|
760759100
|
5/9/2013
|
3/12/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: JAMES W. CROWNOVER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: WILLIAM J. FLYNN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF DIRECTOR: MICHAEL LARSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ELECTION OF DIRECTOR: NOLAN LEHMANN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) ELECTION OF DIRECTOR: W. LEE NUTTER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ELECTION OF DIRECTOR: DONALD W. SLAGER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) ELECTION OF DIRECTOR: ALLAN C. SORENSEN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) ELECTION OF DIRECTOR: JOHN M. TRANI
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) ELECTION OF DIRECTOR: MICHAEL W. WICKHAM
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
APPROVAL OF THE AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN.
|
Issuer
|
Yes
|
For
|
For
|
||||||
5
|
STOCKHOLDER PROPOSAL REGARDING PAYMENTS UPON THE DEATH OF A SENIOR EXECUTIVE.
|
Issuer
|
Yes
|
For
|
Against
|
||||||
6
|
STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES.
|
Holder
|
Yes
|
Against
|
For
|
||||||
PHILLIPS 66
|
PSX
|
718546104
|
5/8/2013
|
3/15/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: GREG C. GARLAND
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: JOHN E. LOWE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR 2013.
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
PROPOSAL TO APPROVE ADOPTION OF THE 2013 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN OF PHILLIPS 66.
|
Issuer
|
Yes
|
Against
|
Against
|
||||||
4
|
SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.
|
Issuer
|
Yes
|
For
|
For
|
||||||
5
|
SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
|
Issuer
|
Yes
|
1 YR
|
For
|
||||||
TOTAL S.A.
|
TOT
|
89151E109
|
5/17/2013
|
4/9/2013
|
Annual
|
1
|
APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS DATED DECEMBER 31, 2012.
|
Issuer
|
Yes
|
For
|
For
|
2
|
APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS DATED DECEMBER 31, 2012.
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND.
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY.
|
Issuer
|
Yes
|
For
|
For
|
||||||
5
|
RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST AS A DIRECTOR.
|
Issuer
|
Yes
|
For
|
For
|
||||||
6
|
RENEWAL OF THE APPOINTMENT OF MR. GUNNAR BROCK AS A DIRECTOR.
|
Issuer
|
Yes
|
For
|
For
|
||||||
7
|
RENEWAL OF THE APPOINTMENT OF MR. GERARD LAMARCHE AS A DIRECTOR.
|
Issuer
|
Yes
|
For
|
For
|
||||||
8-9
|
APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS: TO VOTE FOR CANDIDATE: MR. CHARLES KELLER*-ELECT FOR TO VOTE FOR CANDIDATE: MR. PHILIPPE MARCHANDISE*-ELECT AGAINST
|
Issuer
|
Yes
|
For
|
For
|
||||||
10
|
DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS COMPENSATION.
|
Issuer
|
Yes
|
For
|
For
|
||||||
11
|
AUTHORIZATION TO THE BOARD OF DIRECTORS TO GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR THE COMPANY'S SHARES TO CERTAIN EMPLOYEES OF THE GROUP AS WELL AS TO THE MANAGEMENT OF THE COMPANY OR OF OTHER GROUP COMPANIES, ENTAILING SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED AS A RESULT OF THE EXERCISE OF SUBSCRIPTION OPTIONS.
|
Issuer
|
Yes
|
For
|
For
|
||||||
12
|
DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL UNDER THE CONDITIONS PROVIDED IN ARTICLES L. 3332-18 AND FOLLOWING THE FRENCH LABOUR CODE, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO THE SUBSCRIPTION OF SHARES BY GROUP EMPLOYEES.
|
Issuer
|
Yes
|
For
|
For
|
||||||
13
|
ESTABLISHMENT OF AN INDEPENDENT ETHICS COMMITTEE.
|
Holder
|
Yes
|
Against
|
For
|
||||||
14
|
COMPONENTS OF THE COMPENSATION OF CORPORATE OFFICERS AND EMPLOYEES THAT ARE LINKED TO INDUSTRIAL SAFETY INDICATORS.
|
Holder
|
Yes
|
Against
|
For
|
||||||
15
|
TOTAL'S COMMITMENT TO THE DIVERSITY LABEL.
|
Holder
|
Yes
|
Against
|
For
|
||||||
16
|
EMPLOYEE REPRESENTATIVE ON THE COMPENSATION COMMITTEE.
|
Holder
|
Yes
|
Against
|
For
|
||||||
17
|
EXPANSION OF INDIVIDUAL SHARE OWNERSHIP (LOYALTY DIVIDEND).
|
Holder
|
Yes
|
Against
|
For
|
||||||
GABELLI DIVI & INC TRUST- AUCTION PFD C
|
GDV-T
|
36242H401
|
5/13/2013
|
3/18/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) MARIO J. GABELLI, CFA
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) MARIO D'URSO
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) MICHAEL J. MELARKEY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3M COMPANY
|
MMM
|
88579Y101
|
5/14/2013
|
3/15/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: LINDA G. ALVARADO
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: VANCE D. COFFMAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF DIRECTOR: MICHAEL L. ESKEW
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ELECTION OF DIRECTOR: W. JAMES FARRELL
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) ELECTION OF DIRECTOR: HERBERT L. HENKEL
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) ELECTION OF DIRECTOR: MUHTAR KENT
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ELECTION OF DIRECTOR: EDWARD M. LIDDY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) ELECTION OF DIRECTOR: ROBERT S. MORRISON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) ELECTION OF DIRECTOR: AULANA L. PETERS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) ELECTION OF DIRECTOR: INGE G. THULIN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) ELECTION OF DIRECTOR: ROBERT J. ULRICH
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT.
|
Holder
|
Yes
|
For
|
Against
|
||||||
5
|
STOCKHOLDER PROPOSAL ON PROHIBITING POLITICAL SPENDING FROM CORPORATE TREASURY FUNDS.
|
Holder
|
Yes
|
Against
|
For
|
||||||
ALTRIA GROUP, INC.
|
MO
|
02209S103
|
5/16/2013
|
3/25/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: GERALD L. BALILES
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: MARTIN J. BARRINGTON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF DIRECTOR: JOHN T. CASTEEN III
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ELECTION OF DIRECTOR: DINYAR S. DEVITRE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) ELECTION OF DIRECTOR: THOMAS F. FARRELL II
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) ELECTION OF DIRECTOR: THOMAS W. JONES
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) ELECTION OF DIRECTOR: W. LEO KIELY III
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) ELECTION OF DIRECTOR: KATHRYN B. McQUADE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) ELECTION OF DIRECTOR: GEORGE MUÑOZ
|
Issuer
|
Yes
|
For
|
For
|
|||||||
ELECTION OF DIRECTOR: NABIL Y. SAKKAB
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
SHAREHOLDER PROPOSAL - DISCLOSURE OF LOBBYING POLICIES AND PRACTICES
|
Holder
|
Yes
|
Against
|
For
|
||||||
KOHL'S CORPORATION
|
KSS
|
500255104
|
5/16/2013
|
3/13/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: PETER BONEPARTH
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: STEVEN A. BURD
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF DIRECTOR: DALE E. JONES
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ELECTION OF DIRECTOR: KEVIN MANSELL
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) ELECTION OF DIRECTOR: FRANK V. SICA
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) ELECTION OF DIRECTOR: STEPHANIE A. STREETER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) ELECTION OF DIRECTOR: NINA G. VACA
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) ELECTION OF DIRECTOR: STEPHEN E. WATSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION.
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
SHAREHOLDER PROPOSAL: POLICY ON ANIMAL CRUELTY RELATED TO THE SALE OF PRODUCTS CONTAINING ANIMAL FUR.
|
Holder
|
Yes
|
Against
|
For
|
||||||
5
|
SHAREHOLDER PROPOSAL: INDEPENDENT BOARD CHAIRMAN.
|
Holder
|
Yes
|
Against
|
For
|
||||||
JPMORGAN CHASE & CO.
|
JPM
|
46625H100
|
5/21/2013
|
3/22/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: JAMES A. BELL
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: CRANDALL C. BOWLES
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF DIRECTOR: STEPHEN B. BURKE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ELECTION OF DIRECTOR: DAVID M. COTE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) ELECTION OF DIRECTOR: JAMES S. CROWN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) ELECTION OF DIRECTOR: JAMES DIMON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ELECTION OF DIRECTOR: TIMOTHY P. FLYNN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) ELECTION OF DIRECTOR: ELLEN V. FUTTER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) ELECTION OF DIRECTOR: LEE R. RAYMOND
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) ELECTION OF DIRECTOR: WILLIAM C. WELDON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
AMENDMENT TO THE FIRM'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT
|
Issuer
|
Yes
|
For
|
For
|
||||||
5
|
REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN
|
Issuer
|
Yes
|
For
|
For
|
||||||
6
|
REQUIRE SEPARATION OF CHAIRMAN AND CEO
|
Holder
|
Yes
|
Against
|
For
|
||||||
7
|
ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS
|
Holder
|
Yes
|
Against
|
For
|
||||||
8
|
ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS
|
Holder
|
Yes
|
Against
|
For
|
||||||
9
|
DISCLOSE FIRM PAYMENTS USED DIRECTLY OR INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS' NAMES
|
Holder
|
Yes
|
Against
|
For
|
||||||
CHEVRON CORPORATION
|
CVX
|
166764100
|
5/29/2013
|
4/3/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) ELECTION OF DIRECTOR: L.F. DEILY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ELECTION OF DIRECTOR: R.E. DENHAM
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ELECTION OF DIRECTOR: A.P. GAST
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ELECTION OF DIRECTOR: E. HERNANDEZ
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) ELECTION OF DIRECTOR: G.L. KIRKLAND
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) ELECTION OF DIRECTOR: C.W. MOORMAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ELECTION OF DIRECTOR: K.W. SHARER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) ELECTION OF DIRECTOR: J.G. STUMPF
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) ELECTION OF DIRECTOR: R.D. SUGAR
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) ELECTION OF DIRECTOR: C. WARE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) ELECTION OF DIRECTOR: J.S. WATSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE PLAN
|
Issuer
|
Yes
|
For
|
For
|
||||||
5
|
SHALE ENERGY OPERATIONS
|
Holder
|
Yes
|
Against
|
For
|
||||||
6
|
OFFSHORE OIL WELLS
|
Holder
|
Yes
|
Against
|
For
|
||||||
7
|
CLIMATE RISK
|
Holder
|
Yes
|
Against
|
For
|
||||||
8
|
LOBBYING DISCLOSURE
|
Holder
|
Yes
|
Against
|
For
|
||||||
9
|
CESSATION OF USE OF CORPORATE FUNDS FOR POLITICAL PURPOSES
|
Holder
|
Yes
|
Against
|
For
|
||||||
10
|
CUMULATIVE VOTING
|
Holder
|
Yes
|
For
|
Against
|
||||||
11
|
SPECIAL MEETINGS
|
Holder
|
Yes
|
For
|
Against
|
||||||
12
|
INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE
|
Holder
|
Yes
|
Against
|
For
|
||||||
13
|
COUNTRY SELECTION GUIDELINES
|
Holder
|
Yes
|
Against
|
For
|
||||||
TRANSOCEAN LTD.
|
RIG
|
H8817H100
|
5/17/2013
|
3/20/2013
|
Annual
|
1
|
APPROVAL OF THE 202 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENT OF TRANSOCEAN LTD.. FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012
|
Issuer
|
NA
|
NA
|
NA
|
2
|
APPROPRIATION OF THE AVAILABLE EARNINGS FOR FISCAL YEAR 2012
|
Issuer
|
NA
|
NA
|
NA
|
||||||
3a.
|
APPROVAL OF THE COMPANY'S PAYMENT OF A DIVIDEND IN PRINCIPLE.
|
Issuer
|
NA
|
NA
|
NA
|
||||||
3b.
|
DISTRIBUTION AMOUNT, WHICH IS CONDITIONED ON THE APPROVAL OF PROPOSAL 3A. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH.
|
Issuer
|
NA
|
NA
|
NA
|
||||||
3b.1
|
COMPANY DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 2.24 PER SHARE.
|
Issuer
|
NA
|
NA
|
NA
|
||||||
3b.2
|
ICHAN GROUP DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 4.00 PER SHARE
|
Issuer
|
NA
|
NA
|
NA
|
||||||
4
|
READOPTION OF AUTHORIZED SHARE CAPITAL, ALLOWING THE BOARD OF DIRECTORS TO ISSUE UP TO A MAXIMUM OF 74,728,750 SHARES OF THE COMPANY
|
Issuer
|
NA
|
NA
|
NA
|
||||||
5
|
REPEAL OF STAGGERED BOARD
|
Issuer
|
NA
|
NA
|
NA
|
||||||
6
|
ELECTION TO THE BOARD OF DIRECTORS:
|
Issuer
|
NA
|
NA
|
NA
|
||||||
1) FREDRICO F. CURADO
|
Issuer
|
NA
|
NA
|
NA
|
|||||||
2) STEVEN L. NEWMAN
|
Issuer
|
NA
|
NA
|
NA
|
|||||||
3) THOMAS W. CASON
|
Issuer
|
NA
|
NA
|
NA
|
|||||||
4) ROBERT M. SPRAGUE
|
Issuer
|
NA
|
NA
|
NA
|
|||||||
5) J. MACHAEL TALBERT
|
Issuer
|
NA
|
NA
|
NA
|
|||||||
6) JOHN J. LIPINSKI
|
Holder
|
NA
|
NA
|
NA
|
|||||||
7) JOSE MARIA ALAPONT
|
Holder
|
NA
|
NA
|
NA
|
|||||||
8) SAMUEL MERKSAMER
|
Holder
|
NA
|
NA
|
NA
|
|||||||
7
|
APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD. ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR TERM
|
Issuer
|
NA
|
NA
|
NA
|
||||||
8
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
|
Issuer
|
NA
|
NA
|
NA
|
||||||
FREEPORT-MCMORAN COPPER & GOLD INC.
|
FCX
|
35671D857
|
7/16/2013
|
5/24/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) RICHARD C. ADKERSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) ROBERT J. ALLISON, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ALAN R. BUCKWALTER, III
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) ROBERT A. DAY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) JAMES C. FLORES
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) GERALD J. FORD
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) THOMAS A. FRY, III
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) H. DEVON GRAHAM, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) CHARLES C. KRULAK
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) BOBBY LEE LACKEY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) JON C. MADONNA
|
Issuer
|
Yes
|
For
|
For
|
|||||||
12) DUSTAN E. MCCOY
|
Issuer
|
Yes
|
For
|
For
|
|||||||
13) JAMES R. MOFFETT
|
Issuer
|
Yes
|
For
|
For
|
|||||||
14) B.M. RANKIN, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
15) STEPHEN H. SIEGELE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS.
|
Holder
|
Yes
|
Against
|
For
|
||||||
5
|
STOCKHOLDER PROPOSAL REGARDING THE REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS.
|
Holder
|
Yes
|
Against
|
For
|
||||||
6
|
STOCKHOLDER PROPOSAL REGARDING THE ADOPTION BY THE BOARD OF DIRECTORS OF A POLICY ON BOARD DIVERSITY.
|
Holder
|
Yes
|
Against
|
For
|
||||||
7
|
STOCKHOLDER PROPOSAL REGARDING THE AMENDMENT OF OUR BYLAWS TO PERMIT STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING COMMON STOCK TO CALL A SPECIAL MEETING OF STOCKHOLDERS.
|
Holder
|
Yes
|
For
|
Against
|
||||||
WAL-MART STORES, INC.
|
WMT
|
931142103
|
6/7/2013
|
4/11/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) AIDA M. ALVAREZ
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) JAMES I. CASH, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) ROGER C. CORBETT
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) DOUGLAS N. DAFT
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) MICHAEL T. DUKE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) TIMOTHY P. FLYNN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) MARISSA A. MAYER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) GREGORY B. PENNER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) STEVEN S. REINEMUND
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) H. LEE SCOTT, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) JIM C. WALTON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
12) S. ROBSON WALTON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
13) CHRISTOPHER J. WILLIAMS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
14) LINDA S. WOLF
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
APPROVAL OF THE WAL-MART STORES, INC. MANAGEMENT INCENTIVE PLAN, AS AMENDED
|
Issuer
|
Yes
|
For
|
For
|
||||||
5
|
SPECIAL SHAREOWNER MEETING RIGHT
|
Holder
|
Yes
|
For
|
Against
|
||||||
6
|
EQUITY RETENTION REQUIREMENT
|
Holder
|
Yes
|
Against
|
For
|
||||||
7
|
INDEPENDENT CHAIRMAN
|
Holder
|
Yes
|
Against
|
For
|
||||||
8
|
REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF EXECUTIVE PAY
|
Holder
|
Yes
|
Against
|
For
|
||||||
MERCK & CO.,INC.
|
MRK
|
58933Y105
|
5/28/2013
|
4/1/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) LESLIE A. BRUN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) THOMAS R. CHECH
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) KENNETH C. FRAZIER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) THOMAS H. GLOCER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) WILLIAM B. HARRISON, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) C. ROBERT KIDDER
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) ROCHELLE B. LAZARUS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) CARLOS E. REPRESAS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) PATRICIA F. RUSSO
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) CRAIG B. THOMPSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) WENDELL P. WEEKS
|
Issuer
|
Yes
|
For
|
For
|
|||||||
12) PETER C. WENDELL
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT
|
Holder
|
Yes
|
For
|
Against
|
||||||
5
|
SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREOWNER MEETINGS
|
Holder
|
Yes
|
For
|
Against
|
||||||
6
|
SHAREHOLDER PROPOSAL CONCERNING A REPORT ON CHARITABLE AND POLITICAL CONTRIBUTIONS
|
Holder
|
Yes
|
Against
|
For
|
||||||
7
|
SHAREHOLDER PROPOSAL CONCERNING A REPORT ON LOBBYING ACTIVITIES
|
Holder
|
Yes
|
Against
|
For
|
||||||
POSCO
|
PKX
|
693483109
|
3/22/2013
|
12/28/2012
|
Annual
|
1
|
APPROVAL OF THE 45TH FY FINANCIAL STATEMENTS
|
Issuer
|
Yes
|
For
|
NA
|
2a
|
Election of Outside Directors. Nominees:
|
||||||||||
1) CHAE-CHOL SHIN
|
Issuer
|
Yes
|
For
|
NA
|
|||||||
2) MYOUNG-WOO LEE
|
Issuer
|
Yes
|
For
|
NA
|
|||||||
3) JI-HYUNG KIM
|
Issuer
|
Yes
|
For
|
NA
|
|||||||
2b
|
Election of Audit Committee Member. Nominee:
|
||||||||||
1) JI-HUNG KIM
|
Issuer
|
Yes
|
For
|
NA
|
|||||||
2c
|
Election of Inside Directors. Nominees:
|
||||||||||
1) IN-HWAN CHANG
|
Issuer
|
Yes
|
For
|
NA
|
|||||||
2) Kim YEUNG-GYU KIM
|
Issuer
|
Yes
|
For
|
NA
|
|||||||
3
|
APPROVAL OF LIMITS OF TOTAL REMUNERATION FOR DIRECTORS
|
Issuer
|
Yes
|
For
|
NA
|
||||||
W.P. CAREY & CO. LLC
|
WPC
|
92930Y107
|
9/13/2012
|
7/16/2012
|
Special
|
1
|
A PROPOSAL TO ADOPT AND APPROVE THE TRANSACTIONS DESCRIBED IN THE AGREEMENT AND PLAN OF MERGER DATED AS OF FEBRUARY 17, 2012 (THE "MERGER AGREEMENT"), BY AND AMONG CORPORATE PROPERTY ASSOCIATES 15 INCORPORATED, W.P. CAREY & CO. LLC, W.P. CAREY REIT, INC. (NOW NAMED W.P. CAREY INC.), AND THE OTHER PARTIES THERETO, AS MORE THOROUGHLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
|
Issuer
|
Yes
|
For
|
For
|
2
|
A PROPOSAL TO ADOPT AND APPROVE THE TRANSACTIONS DESCRIBED IN THE AGREEMENT AND PLAN OF MERGER DATED AS OF FEBRUARY 17, 2012 (THE "REIT CONVERSION AGREEMENT") BETWEEN W.P. CAREY & CO. LLC AND W.P. CAREY REIT, INC. (NOW NAMED W.P. CAREY INC.), AS MORE THOROUGHLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
A PROPOSAL TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS OF THE SPECIAL MEETING, INCLUDING, WITHOUT LIMITATION, A MOTION TO ADJOURN THE SPECIAL MEETING TO ANOTHER TIME FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES TO APPROVE THE PROPOSALS ABOVE.
|
Issuer
|
Abstain
|
Abstain
|
Abstain
|
||||||
CATERPILLAR INC.
|
CAT
|
149123101
|
6/12/2013
|
4/15/2013
|
Annual
|
1
|
Election of directors. Nominees:
|
||||
1) DAVID L. CALHOUN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2) DANIEL M. DICKINSON
|
Issuer
|
Yes
|
For
|
For
|
|||||||
3) JUAN GALLARDO
|
Issuer
|
Yes
|
For
|
For
|
|||||||
4) DAVID R. GOODE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
5) JESSE J. GREENE, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
6) JON M. HUNTSMAN, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
7) PETER A. MAGOWAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
8) DENNIS A. MUILENBURG
|
Issuer
|
Yes
|
For
|
For
|
|||||||
9) DOUGLAS R. OBERHELMAN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
10) WILLIAM A. OSBORN
|
Issuer
|
Yes
|
For
|
For
|
|||||||
11) CHARLES D. POWELL
|
Issuer
|
Yes
|
For
|
For
|
|||||||
12) EDWARD B. RUST, JR.
|
Issuer
|
Yes
|
For
|
For
|
|||||||
13) SUSAN C. SCHWAB
|
Issuer
|
Yes
|
For
|
For
|
|||||||
14) JOSHUA I. SMITH
|
Issuer
|
Yes
|
For
|
For
|
|||||||
15) MILES D. WHITE
|
Issuer
|
Yes
|
For
|
For
|
|||||||
2
|
RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
|
Issuer
|
Yes
|
For
|
For
|
||||||
3
|
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
|
Issuer
|
Yes
|
For
|
For
|
||||||
4
|
STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD
|
Holder
|
Yes
|
For
|
Against
|
||||||
5
|
STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY WRITTEN CONSENT
|
Holder
|
Yes
|
For
|
Against
|
||||||
6
|
STOCKHOLDER PROPOSAL - EXECUTIVE STOCK RETENTION
|
Holder
|
Yes
|
Against
|
For
|
||||||
7
|
STOCKHOLDER PROPOSAL - SUSTAINABILITY MEASURE IN EXECUTIVE COMPENSATION
|
Holder
|
Yes
|
Against
|
For
|
||||||
8
|
REVIEW OF GLOBAL CORPORATE STANDARDS
|
Holder
|
Yes
|
Against
|
For
|
||||||
9
|
STOCKHOLDER PROPOSAL - SALES TO SUDAN
|
Holder
|
Yes
|
Against
|
For
|
(Registrant)
|
Boulder Growth & Income Fund, Inc.
|
By:
|
/s/ Stephen C. Miller
|
Stephen C. Miller
|
|
President (Principal Executive Officer)
|
|
Date:
|
August 23, 2013
|