npxbif2013.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549


FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-02328

BOULDER GROWTH & INCOME FUND, INC.
 (Exact name of registrant as specified in charter)

Fund Administrative Services, LLC
 2344 Spruce Street, Suite A, Boulder, CO 80302
(Address of principal executive offices) (Zip code)

Fund Administrative Services, LLC
2344 Spruce Street, Suite A, Boulder, CO 80302
(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code: (303) 444-5483

Date of fiscal year end: November 30

Date of reporting period: July 1, 2012 – June 30, 2013


Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.



Item 1. Proxy Voting Record

For Period July 1, 2012 to June 30, 2013
 
               
Matter
     
     
Shareholder
       
Proposed
   
For or
 
Ticker
 
Meeting
Record
Meeting
 Proposal
 
by Issuer
Vote Cast
Vote
Against
Name of Issuer
Symbol
CUSIP
Date
Date
Type
 Number
Description of Matter to be Voted On
or Holder
(Yes or Abstain)
(For or Against)
Management
                       
DIAGEO PLC
DEO
25243Q205
10/17/2012
9/4/2012
Annual
1
REPORT AND ACCOUNTS 2012.
Issuer
Yes
For
For
           
2
DIRECTORS' REMUNERATION REPORT 2012.
Issuer
Yes
For
For
           
3
DECLARATION OF FINAL DIVIDEND.
Issuer
Yes
For
For
           
4
RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Issuer
Yes
For
For
           
5
RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Issuer
Yes
For
For
           
6
RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION(CHAIRMAN OF THE COMMITTEE))
Issuer
Yes
For
For
           
7
RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Issuer
Yes
For
For
           
8
RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION COMMITTEE (CHAIRMAN OF THE COMMITTEE))
Issuer
Yes
For
For
           
9
RE-ELECTION OF D MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE)
Issuer
Yes
For
For
           
10
RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE)
Issuer
Yes
For
For
           
11
RE-ELECTION OF HT STITZER AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Issuer
Yes
For
For
           
12
RE-ELECTION OF PS WALSH AS A DIRECTOR. (EXECUTIVE COMMITTEE(CHAIRMAN OF THE COMMITTEE))
Issuer
Yes
For
For
           
13
ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE)
Issuer
Yes
For
For
           
14
ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE COMMITTEE)
Issuer
Yes
For
For
           
15
RE-APPOINTMENT OF AUDITOR.
Issuer
Yes
For
For
           
16
REMUNERATION OF AUDITOR.
Issuer
Yes
For
For
           
17
AUTHORITY TO ALLOT SHARES.
Issuer
Yes
For
For
           
18
DISAPPLICATION OF PRE-EMPTION RIGHTS.
Issuer
Yes
For
For
           
19
AUTHORITY TO PURCHASE OWN ORDINARY SHARES.
Issuer
Yes
For
For
           
20
AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU.
Issuer
Abstain
Abstain
Abstain
           
21
REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING.
Issuer
Yes
Against
Against
                       
THE PROCTER & GAMBLE COMPANY
PG
742718109
10/9/2012
8/10/2012
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: ANGELA F. BRALY
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: KENNETH I. CHENAULT
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: SCOTT D. COOK
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: SUSAN DESMOND-HELLMANN
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: ROBERT A. MCDONALD
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR.
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: MARGARET C. WHITMAN
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: PATRICIA A. WOERTZ
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: ERNESTO ZEDILLO
Issuer
Yes
For
For
           
                 2
RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Issuer
Yes
For
For
           
                 3
ADVISORY VOTE ON EXECUTIVE COMPENSATION (THE SAY ON PAY VOTE)
Issuer
Yes
For
For
           
                 4
SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL CONTRIBUTION (PAGE 67 OF PROXY STATEMENT)
Holder
Yes
Against
For
           
                 5
SHAREHOLDER PROPOSAL #2 - PRODUCER RESPONSIBILITY FOR PACKAGING (PAGE 70 OF PROXY STATEMENT)
Holder
Yes
Against
For
           
                 6
SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE MAJORITY VOTE (PAGE 72 OF PROXY STATEMENT)
Holder
Yes
Against
For
                       
ADVENT/CLAYMORE CONV SEC AND INC II-W7
AGC-W
007639305
10/24/2012
9/21/2012
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF CLASS III DIRECTOR: MR. TRACY V. MAITLAND
Issuer
Yes
For
For
             
2) ELECTION OF CLASS III DIRECTOR: MR. RONALD A. NYBERG
Issuer
Yes
For
For
             
3) ELECTION OF CLASS II DIRECTOR: MR. MICHAEL A. SMART
Issuer
Yes
For
For
                       
HARRIS CORPORATION
HRS
413875105
10/26/2012
8/31/2012
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: WILLIAM M. BROWN
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: PETER W. CHIARELLI
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: THOMAS A. DATTILO
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: TERRY D. GROWCOCK
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: LEWIS HAY III
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: KAREN KATEN
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: STEPHEN P. KAUFMAN
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: LESLIE F. KENNE
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: DAVID B. RICKARD
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: JAMES C. STOFFEL
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: GREGORY T. SWIENTON
Issuer
Yes
For
For
             
12) ELECTION OF DIRECTOR: HANSEL E. TOOKES II
Issuer
Yes
For
For
           
2
APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Issuer
Yes
For
For
           
3
APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PERMIT HOLDERS OF 25% OF OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS.
Issuer
Yes
For
For
           
4
THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013.
Issuer
Yes
For
For
                       
CISCO SYSTEMS, INC.
CSCO
17275R102
11/15/2012
9/17/2012
Annual
1
Election of directors. Nominees:
       
             
1) CAROL A. BARTZ
Issuer
Yes
For
For
             
2) MARC BENIOFF
Issuer
Yes
For
For
             
3) M. MICHELE BURNS
Issuer
Yes
For
For
             
4) MICHAEL D. CAPELLAS
Issuer
Yes
For
For
             
5) LARRY R. CARTER
Issuer
Yes
For
For
             
6) JOHN T. CHAMBERS
Issuer
Yes
For
For
             
7) BRIAN L. HALLA
Issuer
Yes
For
For
             
8) DR. JOHN L. HENNESSY
Issuer
Yes
For
For
             
9) DR. KRISTINA M. JOHNSON
Issuer
Yes
For
For
             
10) RICHARD M. KOVACEVICH
Issuer
Yes
For
For
             
11) RODERICK C. MCGEARY
Issuer
Yes
For
For
             
12) ARUN SARIN
Issuer
Yes
For
For
             
13) STEVEN M. WEST
Issuer
Yes
For
For
           
2
APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN.
Issuer
Yes
For
For
           
3
APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION.
Issuer
Yes
For
For
           
4
RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2013.
Issuer
Yes
For
For
           
5
APPROVAL TO HAVE CISCO'S BOARD ADOPT A POLICY TO HAVE AN INDEPENDENT BOARD CHAIRMAN WHENEVER POSSIBLE.
Holder
Yes
Against
For
           
6
APPROVAL TO REQUEST CISCO MANAGEMENT TO PREPARE A REPORT ON "CONFLICT MINERALS" IN CISCO'S SUPPLY CHAIN.
Holder
Yes
Against
For
                       
RMR REAL ESTATE INCOME FUND- COMMON
RIF
76970B101
4/11/2013
2/19/2013
Annual
2A.
ELECTION OF CLASS III TRUSTEE: ARTHUR G. KOUMANTZELIS
Issuer
Yes
For
For
                       
FRANKLIN RESOURCES, INC.
BEN
354613101
3/13/2013
1/16/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: SAMUEL H. ARMACOST
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: PETER K. BARKER
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: CHARLES CROCKER
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: CHARLES B. JOHNSON
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: GREGORY E. JOHNSON
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR.
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: MARK C. PIGOTT
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: CHUTTA RATNATHICAM
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: LAURA STEIN
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: ANNE M. TATLOCK
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: GEOFFREY Y. YANG
Issuer
Yes
For
For
           
2
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2013.
Issuer
Yes
For
For
           
3
STOCKHOLDER PROPOSAL ON GENOCIDE-FREE INVESTING.
Against
Yes
Against
For
                       
COHEN & STEERS INFRASTRUCTURE FUND, INC
CNS
19248A109
4/25/2013
2/20/2013
Annual
1
Election of directors. Nominees:
       
             
1) MARTIN COHEN
Issuer
Yes
For
For
             
2) RICHARD J. NORMAN
Issuer
Yes
For
For
             
3) FRANK K. ROSS
Issuer
Yes
For
For
                       
JOHNSON & JOHNSON
JNJ
478160104
4/25/2013
2/26/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: MARY SUE COLEMAN
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: JAMES G. CULLEN
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: IAN E.L. DAVIS
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: ALEX GORSKY
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: SUSAN L. LINDQUIST
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: ANNE M. MULCAHY
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: LEO F. MULLIN
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: WILLIAM D. PEREZ
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: CHARLES PRINCE
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: A. EUGENE WASHINGTON
Issuer
Yes
For
For
             
12) ELECTION OF DIRECTOR: RONALD A. WILLIAMS
Issuer
Yes
For
For
           
2
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
Issuer
Yes
For
For
           
3
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
Issuer
Yes
For
For
           
4
SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK
Holder
Yes
Against
For
           
5
SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS AND CORPORATE VALUES
Holder
Yes
Against
For
           
6
SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN
Holder
Yes
Against
For
                       
SANOFI
SNY
 80105N105
5/3/2013
3/25/2013
Annual
1
APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012
Issuer
Yes
For
For
           
2
APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012
Issuer
Yes
For
For
           
3
APPROPRIATION OF PROFITS, DECLARATION OF DIVIDEND
Issuer
Yes
For
For
           
4
APPOINTMENT OF A DIRECTOR (FABIENNE LECORVAISIER)
Issuer
Yes
For
For
           
5
AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY
Issuer
Yes
For
For
           
6
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHTS MAINTAINED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS
Issuer
Yes
For
For
           
7
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHT BEING CANCELLED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS BY PUBLIC OFFERING
Issuer
Yes
For
For
           
8
POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE RIGHT, SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AS CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION IN KIND IN THE FORM OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OF ANOTHER COMPANY
Issuer
Yes
For
For
           
9
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREEMPTIVE RIGHTS
Issuer
Yes
For
For
           
10
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM, RESERVES, PROFITS OR OTHER ITEMS
Issuer
Yes
For
For
           
11
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE RIGHT IN THEIR FAVOR
Issuer
Yes
For
For
           
12
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO ALLOT, WITHOUT PREEMPTIVE RIGHT, EXISTING OR NEW RESTRICTED SHARES IN FULL OR PARTIAL SUBSTITUTION FOR THE DISCOUNT TO A CAPITAL INCREASE RESERVED FOR SALARIED EMPLOYEES
Issuer
Yes
For
For
           
13
DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO GRANT, WITHOUT PREEMPTIVE RIGHT, OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES
Issuer
Yes
For
For
           
14
AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES
Issuer
Yes
For
For
           
15
POWERS FOR FORMALITIES
Issuer
Yes
For
For
                       
WELLS FARGO & COMPANY
WFC
949746101
4/23/2013
2/26/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: JOHN D. BAKER II
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: ELAINE L. CHAO
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: JOHN S. CHEN
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: LLOYD H. DEAN
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: SUSAN E. ENGEL
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR.
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: DONALD M. JAMES
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: FEDERICO F. PENA
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: HOWARD V. RICHARDSON
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: JUDITH M. RUNSTAD
Issuer
Yes
For
For
             
12) ELECTION OF DIRECTOR: STEPHEN W. SANGER
Issuer
Yes
For
For
             
13) ELECTION OF DIRECTOR: JOHN G. STUMPF
Issuer
Yes
For
For
             
14) ELECTION OF DIRECTOR: SUSAN G. SWENSON
Issuer
Yes
For
For
           
2
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
Issuer
Yes
For
For
           
3
PROPOSAL TO APPROVE THE COMPANY'S AMENDED AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN.
Issuer
Yes
For
For
           
4
PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Issuer
Yes
For
For
           
5
STOCKHOLDER PROPOSAL TO ADOPT A POLICY REQUIRING AN INDEPENDENT CHAIRMAN.
Holder
Yes
Against
For
           
6
STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON THE COMPANY'S LOBBYING POLICIES AND PRACTICES.
Holder
Yes
Against
For
           
7
STOCKHOLDER PROPOSAL TO REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES.
Holder
Yes
Against
For
                       
INTERNATIONAL BUSINESS MACHINES CORP.
IBM
459200101
4/30/2013
3/1/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: A.J.P. BELDA
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: W.R. BRODY
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: K.I. CHENAULT
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: M.L. ESKEW
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: D.N. FARR
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: S.A. JACKSON
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: A.N. LIVERIS
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: W.J. MCNERNEY, JR.
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: J.W. OWENS
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: V.M. ROMETTY
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: J.E. SPERO
Issuer
Yes
For
For
             
12) ELECTION OF DIRECTOR: S. TAUREL
Issuer
Yes
For
For
             
13) ELECTION OF DIRECTOR: L.H. ZAMBRANO
Issuer
Yes
For
For
           
2
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71)
Issuer
Yes
For
For
           
3
ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72)
Issuer
Yes
For
For
           
4
STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES (PAGE 73)
Holder
Yes
Against
For
           
5
STOCKHOLDER PROPOSAL FOR EXECUTIVES TO RETAIN SIGNIFICANT STOCK (PAGE 76)
Holder
Yes
For
Against
           
6
STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIR (PAGE 75)
Holder
Yes
Against
For
           
7
STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT (PAGE 74)
Holder
Yes
Against
For
                       
AMERICAN EXPRESS COMPANY
AXP
025816109
4/29/2013
3/1/2013
Annual
1
Election of directors. Nominees:
       
             
1) C. BARSHEFSKY
Issuer
Yes
For
For
             
2) U.M. BURNS
Issuer
Yes
For
For
             
3) K.I. CHENAULT
Issuer
Yes
For
For
             
4) P. CHERNIN
Issuer
Yes
For
For
             
5) A. LAUVERGEON
Issuer
Yes
For
For
             
6) T.J. LEONSIS
Issuer
Yes
For
For
             
7) R.C. LEVIN
Issuer
Yes
For
For
             
8) R.A. MCGINN
Issuer
Yes
For
For
             
9) S.J. PALMISANO
Issuer
Yes
For
For
             
10) S.S REINEMUND
Issuer
Yes
For
For
             
11) D.L. VASELLA
Issuer
Yes
For
For
             
12) R.D. WALTER
Issuer
Yes
For
For
             
13) R.A. WILLIAMS
Issuer
Yes
For
For
           
2
SHAREHOLDER PROPOSAL RELATING TO SEPARATION OF CHAIRMAN AND CEO ROLES.
Issuer
Yes
For
For
           
3
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.
Issuer
Yes
For
For
           
4
RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013.
Holder
Yes
Against
For
                       
BERKSHIRE HATHAWAY INC.
BRK-A
084670108
5/4/2013
3/6/2013
Annual
1
Election of directors. Nominees:
       
             
1) WARREN E. BUFFETT
Issuer
Yes
For
For
             
2) CHARLES T. MUNGER
Issuer
Yes
For
For
             
3) HOWARD G. BUFFETT
Issuer
Yes
For
For
             
4) STEPHEN B. BURKE
Issuer
Yes
For
For
             
5) SUSAN L. DECKER
Issuer
Yes
For
For
             
6) WILLIAM H. GATES III
Issuer
Yes
For
For
             
7) DAVID S. GOTTESMAN
Issuer
Yes
For
For
             
8) CHARLOTTE GUYMAN
Issuer
Yes
For
For
             
9) DONALD R. KEOUGH
Issuer
Yes
For
For
             
10) THOMAS S. MURPHY
Issuer
Yes
For
For
             
11) RONALD L. OLSON
Issuer
Yes
For
For
             
12) WALTER SCOTT, JR.
Issuer
Yes
For
For
             
13) MERYL B. WITMER
Issuer
Yes
For
For
           
2
SHAREHOLDER PROPOSAL REGARDING GREENHOUSE GAS AND OTHER AIR EMISSIONS.
Holder
Yes
Against
For
                       
BERKSHIRE HATHAWAY INC.
BRK-B
84670702
5/4/2013
3/6/2013
Annual
1
Election of directors. Nominees:
       
             
1) WARREN E. BUFFETT
Issuer
Yes
For
For
             
2) CHARLES T. MUNGER
Issuer
Yes
For
For
             
3) HOWARD G. BUFFETT
Issuer
Yes
For
For
             
4) STEPHEN B. BURKE
Issuer
Yes
For
For
             
5) SUSAN L. DECKER
Issuer
Yes
For
For
             
6) WILLIAM H. GATES III
Issuer
Yes
For
For
             
7) DAVID S. GOTTESMAN
Issuer
Yes
For
For
             
8) CHARLOTTE GUYMAN
Issuer
Yes
For
For
             
9) DONALD R. KEOUGH
Issuer
Yes
For
For
             
10) THOMAS S. MURPHY
Issuer
Yes
For
For
             
11) RONALD L. OLSON
Issuer
Yes
For
For
             
12) WALTER SCOTT, JR.
Issuer
Yes
For
For
             
13) MERYL B. WITMER
Issuer
Yes
For
For
           
2
SHAREHOLDER PROPOSAL REGARDING GREENHOUSE GAS AND OTHER AIR EMISSIONS.
Holder
Yes
Against
For
                       
PHILIP MORRIS INTERNATIONAL INC.
PM
718172109
5/8/2013
3/15/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: HAROLD BROWN
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: LOUIS C. CAMILLERI
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: J. DUDLEY FISHBURN
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: JENNIFER LI
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: GRAHAM MACKAY
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: SERGIO MARCHIONNE
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: KALPANA MORPARIA
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: LUCIO A. NOTO
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: ROBERT B. POLET
Issuer
Yes
For
For
             
12) ELECTION OF DIRECTOR: CARLOS SLIM HELU
Issuer
Yes
For
For
             
13) ELECTION OF DIRECTOR: STEPHEN M. WOLF
Issuer
Yes
For
For
           
2
RATIFICATION OF THE SELECTION OF INDEPENDENT AUDITORS
Holder
Yes
For
For
           
3
ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION
Holder
Yes
For
For
                       
REPUBLIC SERVICES, INC.
RSG
760759100
5/9/2013
3/12/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: JAMES W. CROWNOVER
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: WILLIAM J. FLYNN
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: MICHAEL LARSON
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: NOLAN LEHMANN
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: W. LEE NUTTER
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: RAMON A. RODRIGUEZ
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: DONALD W. SLAGER
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: ALLAN C. SORENSEN
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: JOHN M. TRANI
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: MICHAEL W. WICKHAM
Issuer
Yes
For
For
           
2
ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Issuer
Yes
For
For
           
3
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2013.
Issuer
Yes
For
For
           
4
APPROVAL OF THE AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN.
Issuer
Yes
For
For
           
5
STOCKHOLDER PROPOSAL REGARDING PAYMENTS UPON THE DEATH OF A SENIOR EXECUTIVE.
Issuer
Yes
For
Against
           
6
STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES.
Holder
Yes
Against
For
                       
PHILLIPS 66
PSX
718546104
5/8/2013
3/15/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: GREG C. GARLAND
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: JOHN E. LOWE
Issuer
Yes
For
For
           
2
PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PHILLIPS 66 FOR 2013.
Issuer
Yes
For
For
           
3
PROPOSAL TO APPROVE ADOPTION OF THE 2013 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN OF PHILLIPS 66.
Issuer
Yes
Against
Against
           
4
SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION.
Issuer
Yes
For
For
           
5
SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION.
Issuer
Yes
1 YR
For
                       
TOTAL S.A.
TOT
89151E109
5/17/2013
4/9/2013
Annual
1
APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS DATED DECEMBER 31, 2012.
Issuer
Yes
For
For
           
2
APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS DATED DECEMBER 31, 2012.
Issuer
Yes
For
For
           
3
ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND.
Issuer
Yes
For
For
           
4
AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN SHARES OF THE COMPANY.
Issuer
Yes
For
For
           
5
RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST AS A DIRECTOR.
Issuer
Yes
For
For
           
6
RENEWAL OF THE APPOINTMENT OF MR. GUNNAR BROCK AS A DIRECTOR.
Issuer
Yes
For
For
           
7
RENEWAL OF THE APPOINTMENT OF MR. GERARD LAMARCHE AS A DIRECTOR.
Issuer
Yes
For
For
           
8-9
APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS: TO VOTE FOR CANDIDATE: MR. CHARLES KELLER*-ELECT FOR TO VOTE FOR CANDIDATE: MR. PHILIPPE MARCHANDISE*-ELECT AGAINST
Issuer
Yes
For
For
           
10
DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS COMPENSATION.
Issuer
Yes
For
For
           
11
AUTHORIZATION TO THE BOARD OF DIRECTORS TO GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR THE COMPANY'S SHARES TO CERTAIN EMPLOYEES OF THE GROUP AS WELL AS TO THE MANAGEMENT OF THE COMPANY OR OF OTHER GROUP COMPANIES, ENTAILING SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED AS A RESULT OF THE EXERCISE OF SUBSCRIPTION OPTIONS.
Issuer
Yes
For
For
           
12
DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE SHARE CAPITAL UNDER THE CONDITIONS PROVIDED IN ARTICLES L. 3332-18 AND FOLLOWING THE FRENCH LABOUR CODE, WHICH ENTAILS SHAREHOLDERS' WAIVER OF THEIR PREEMPTIVE RIGHT TO SUBSCRIBE THE SHARES ISSUED DUE TO THE SUBSCRIPTION OF SHARES BY GROUP EMPLOYEES.
Issuer
Yes
For
For
           
13
ESTABLISHMENT OF AN INDEPENDENT ETHICS COMMITTEE.
Holder
Yes
Against
For
           
14
COMPONENTS OF THE COMPENSATION OF CORPORATE OFFICERS AND EMPLOYEES THAT ARE LINKED TO INDUSTRIAL SAFETY INDICATORS.
Holder
Yes
Against
For
           
15
TOTAL'S COMMITMENT TO THE DIVERSITY LABEL.
Holder
Yes
Against
For
           
16
EMPLOYEE REPRESENTATIVE ON THE COMPENSATION COMMITTEE.
Holder
Yes
Against
For
           
17
EXPANSION OF INDIVIDUAL SHARE OWNERSHIP (LOYALTY DIVIDEND).
Holder
Yes
Against
For
                       
GABELLI DIVI & INC TRUST- AUCTION PFD C
GDV-T
36242H401
5/13/2013
3/18/2013
Annual
1
Election of directors. Nominees:
       
             
1) MARIO J. GABELLI, CFA
Issuer
Yes
For
For
             
2) MARIO D'URSO
Issuer
Yes
For
For
             
3) MICHAEL J. MELARKEY
Issuer
Yes
For
For
                       
3M COMPANY 
MMM
88579Y101
5/14/2013
3/15/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: LINDA G. ALVARADO
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: VANCE D. COFFMAN
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: MICHAEL L. ESKEW
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: W. JAMES FARRELL
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: HERBERT L. HENKEL
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: MUHTAR KENT
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: EDWARD M. LIDDY
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: ROBERT S. MORRISON
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: AULANA L. PETERS
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: INGE G. THULIN
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: ROBERT J. ULRICH
Issuer
Yes
For
For
           
2
TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Issuer
Yes
For
For
           
3
ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.
Issuer
Yes
For
For
           
4
STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT.
Holder
Yes
For
Against
           
5
STOCKHOLDER PROPOSAL ON PROHIBITING POLITICAL SPENDING FROM CORPORATE TREASURY FUNDS.
Holder
Yes
Against
For
                       
ALTRIA GROUP, INC.
MO
02209S103
5/16/2013
3/25/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: GERALD L. BALILES
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: MARTIN J. BARRINGTON
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: JOHN T. CASTEEN III
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: DINYAR S. DEVITRE
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: THOMAS F. FARRELL II
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: THOMAS W. JONES
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: W. LEO KIELY III
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: KATHRYN B. McQUADE
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: GEORGE MUÑOZ
Issuer
Yes
For
For
             
ELECTION OF DIRECTOR: NABIL Y. SAKKAB
Issuer
Yes
For
For
           
2
RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Issuer
Yes
For
For
           
3
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS
Issuer
Yes
For
For
           
4
SHAREHOLDER PROPOSAL - DISCLOSURE OF LOBBYING POLICIES AND PRACTICES
Holder
Yes
Against
For
                       
KOHL'S CORPORATION
KSS
500255104
5/16/2013
3/13/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: PETER BONEPARTH
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: STEVEN A. BURD
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: DALE E. JONES
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: KEVIN MANSELL
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: FRANK V. SICA
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: STEPHANIE A. STREETER
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: NINA G. VACA
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: STEPHEN E. WATSON
Issuer
Yes
For
For
           
2
RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Issuer
Yes
For
For
           
3
ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION.
Issuer
Yes
For
For
           
4
SHAREHOLDER PROPOSAL: POLICY ON ANIMAL CRUELTY RELATED TO THE SALE OF PRODUCTS CONTAINING ANIMAL FUR.
Holder
Yes
Against
For
           
5
SHAREHOLDER PROPOSAL: INDEPENDENT BOARD CHAIRMAN.
Holder
Yes
Against
For
                       
JPMORGAN CHASE & CO.
JPM
 46625H100
5/21/2013
3/22/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: JAMES A. BELL
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: CRANDALL C. BOWLES
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: STEPHEN B. BURKE
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: DAVID M. COTE
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: JAMES S. CROWN
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: JAMES DIMON
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: TIMOTHY P. FLYNN
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: ELLEN V. FUTTER
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: LEE R. RAYMOND
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: WILLIAM C. WELDON
Issuer
Yes
For
For
           
2
RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Issuer
Yes
For
For
           
3
ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION
Issuer
Yes
For
For
           
4
AMENDMENT TO THE FIRM'S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT
Issuer
Yes
For
For
           
5
REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN
Issuer
Yes
For
For
           
6
REQUIRE SEPARATION OF CHAIRMAN AND CEO
Holder
Yes
Against
For
           
7
ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS
Holder
Yes
Against
For
           
8
ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS
Holder
Yes
Against
For
           
9
DISCLOSE FIRM PAYMENTS USED DIRECTLY OR INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS' NAMES
Holder
Yes
Against
For
                       
CHEVRON CORPORATION 
CVX
166764100
5/29/2013
4/3/2013
Annual
1
Election of directors. Nominees:
       
             
1) ELECTION OF DIRECTOR: L.F. DEILY
Issuer
Yes
For
For
             
2) ELECTION OF DIRECTOR: R.E. DENHAM
Issuer
Yes
For
For
             
3) ELECTION OF DIRECTOR: A.P. GAST
Issuer
Yes
For
For
             
4) ELECTION OF DIRECTOR: E. HERNANDEZ
Issuer
Yes
For
For
             
5) ELECTION OF DIRECTOR: G.L. KIRKLAND
Issuer
Yes
For
For
             
6) ELECTION OF DIRECTOR: C.W. MOORMAN
Issuer
Yes
For
For
             
7) ELECTION OF DIRECTOR: K.W. SHARER
Issuer
Yes
For
For
             
8) ELECTION OF DIRECTOR: J.G. STUMPF
Issuer
Yes
For
For
             
9) ELECTION OF DIRECTOR: R.D. SUGAR
Issuer
Yes
For
For
             
10) ELECTION OF DIRECTOR: C. WARE
Issuer
Yes
For
For
             
11) ELECTION OF DIRECTOR: J.S. WATSON
Issuer
Yes
For
For
           
2
RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
Issuer
Yes
For
For
           
3
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
Issuer
Yes
For
For
           
4
APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE PLAN
Issuer
Yes
For
For
           
5
SHALE ENERGY OPERATIONS
Holder
Yes
Against
For
           
6
OFFSHORE OIL WELLS
Holder
Yes
Against
For
           
7
CLIMATE RISK
Holder
Yes
Against
For
           
8
LOBBYING DISCLOSURE
Holder
Yes
Against
For
           
9
CESSATION OF USE OF CORPORATE FUNDS FOR POLITICAL PURPOSES
Holder
Yes
Against
For
           
10
CUMULATIVE VOTING
Holder
Yes
For
Against
           
11
SPECIAL MEETINGS
Holder
Yes
For
Against
           
12
INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE
Holder
Yes
Against
For
           
13
COUNTRY SELECTION GUIDELINES
Holder
Yes
Against
For
                       
TRANSOCEAN LTD.
RIG
H8817H100
5/17/2013
3/20/2013
Annual
1
APPROVAL OF THE 202 ANNUAL REPORT, INCLUDING THE CONSOLIDATED FINANCIAL STATEMENT OF TRANSOCEAN LTD.. FOR FISCAL YEAR 2012 AND THE STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2012
Issuer
NA
NA
NA
           
2
APPROPRIATION OF THE AVAILABLE EARNINGS FOR FISCAL YEAR 2012
Issuer
NA
NA
NA
           
3a.
APPROVAL OF THE COMPANY'S PAYMENT OF A DIVIDEND IN PRINCIPLE.
Issuer
NA
NA
NA
           
3b.
DISTRIBUTION AMOUNT, WHICH IS CONDITIONED ON THE APPROVAL OF PROPOSAL 3A. MARK EITHER 3B1 OR 3B2 BUT NOT BOTH.
Issuer
NA
NA
NA
           
3b.1
COMPANY DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 2.24 PER SHARE.
Issuer
NA
NA
NA
           
3b.2
ICHAN GROUP DISTRIBUTION PROPOSAL, IN AN AMOUNT OF USD 4.00 PER SHARE
Issuer
NA
NA
NA
           
4
READOPTION OF AUTHORIZED SHARE CAPITAL, ALLOWING THE BOARD OF DIRECTORS TO ISSUE UP TO A MAXIMUM OF 74,728,750 SHARES OF THE COMPANY
Issuer
NA
NA
NA
           
5
REPEAL OF STAGGERED BOARD
Issuer
NA
NA
NA
           
6
ELECTION TO THE BOARD OF DIRECTORS:
Issuer
NA
NA
NA
             
1) FREDRICO F. CURADO
Issuer
NA
NA
NA
             
2) STEVEN L. NEWMAN
Issuer
NA
NA
NA
             
3) THOMAS W. CASON
Issuer
NA
NA
NA
             
4) ROBERT M. SPRAGUE
Issuer
NA
NA
NA
             
5) J. MACHAEL TALBERT
Issuer
NA
NA
NA
             
6) JOHN J. LIPINSKI
Holder
NA
NA
NA
             
7) JOSE MARIA ALAPONT
Holder
NA
NA
NA
             
8) SAMUEL MERKSAMER
Holder
NA
NA
NA
           
7
APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 AND REELECTION OF ERNST & YOUNG LTD. ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE-YEAR TERM
Issuer
NA
NA
NA
           
8
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
Issuer
NA
NA
NA
                       
FREEPORT-MCMORAN COPPER & GOLD INC.
FCX
35671D857
7/16/2013
5/24/2013
Annual
1
Election of directors. Nominees:
       
             
1) RICHARD C. ADKERSON
Issuer
Yes
For
For
             
2) ROBERT J. ALLISON, JR.
Issuer
Yes
For
For
             
3) ALAN R. BUCKWALTER, III
Issuer
Yes
For
For
             
4) ROBERT A. DAY
Issuer
Yes
For
For
             
5) JAMES C. FLORES
Issuer
Yes
For
For
             
6) GERALD J. FORD
Issuer
Yes
For
For
             
7) THOMAS A. FRY, III
Issuer
Yes
For
For
             
8) H. DEVON GRAHAM, JR.
Issuer
Yes
For
For
             
9) CHARLES C. KRULAK
Issuer
Yes
For
For
             
10) BOBBY LEE LACKEY
Issuer
Yes
For
For
             
11) JON C. MADONNA
Issuer
Yes
For
For
             
12) DUSTAN E. MCCOY
Issuer
Yes
For
For
             
13) JAMES R. MOFFETT
Issuer
Yes
For
For
             
14) B.M. RANKIN, JR.
Issuer
Yes
For
For
             
15) STEPHEN H. SIEGELE
Issuer
Yes
For
For
           
2
APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
Issuer
Yes
For
For
           
3
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
Issuer
Yes
For
For
           
4
STOCKHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE RECOMMENDED FOR ELECTION TO THE BOARD OF DIRECTORS.
Holder
Yes
Against
For
           
5
STOCKHOLDER PROPOSAL REGARDING THE REQUIREMENT THAT OUR CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS.
Holder
Yes
Against
For
           
6
STOCKHOLDER PROPOSAL REGARDING THE ADOPTION BY THE BOARD OF DIRECTORS OF A POLICY ON BOARD DIVERSITY.
Holder
Yes
Against
For
           
7
STOCKHOLDER PROPOSAL REGARDING THE AMENDMENT OF OUR BYLAWS TO PERMIT STOCKHOLDERS HOLDING 15% OF OUR OUTSTANDING COMMON STOCK TO CALL A SPECIAL MEETING OF STOCKHOLDERS.
Holder
Yes
For
Against
                       
WAL-MART STORES, INC.
WMT
931142103
6/7/2013
4/11/2013
Annual
1
Election of directors. Nominees:
       
             
1) AIDA M. ALVAREZ
Issuer
Yes
For
For
             
2) JAMES I. CASH, JR.
Issuer
Yes
For
For
             
3) ROGER C. CORBETT
Issuer
Yes
For
For
             
4) DOUGLAS N. DAFT
Issuer
Yes
For
For
             
5) MICHAEL T. DUKE
Issuer
Yes
For
For
             
6) TIMOTHY P. FLYNN
Issuer
Yes
For
For
             
7) MARISSA A. MAYER
Issuer
Yes
For
For
             
8) GREGORY B. PENNER
Issuer
Yes
For
For
             
9) STEVEN S. REINEMUND
Issuer
Yes
For
For
             
10) H. LEE SCOTT, JR.
Issuer
Yes
For
For
             
11) JIM C. WALTON
Issuer
Yes
For
For
             
12) S. ROBSON WALTON
Issuer
Yes
For
For
             
13) CHRISTOPHER J. WILLIAMS
Issuer
Yes
For
For
             
14) LINDA S. WOLF
Issuer
Yes
For
For
           
2
RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS
Issuer
Yes
For
For
           
3
ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION
Issuer
Yes
For
For
           
4
APPROVAL OF THE WAL-MART STORES, INC. MANAGEMENT INCENTIVE PLAN, AS AMENDED
Issuer
Yes
For
For
           
5
SPECIAL SHAREOWNER MEETING RIGHT
Holder
Yes
For
Against
           
6
EQUITY RETENTION REQUIREMENT
Holder
Yes
Against
For
           
7
INDEPENDENT CHAIRMAN
Holder
Yes
Against
For
           
8
REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF EXECUTIVE PAY
Holder
Yes
Against
For
                       
MERCK & CO.,INC.
MRK
58933Y105
5/28/2013
4/1/2013
Annual
1
Election of directors. Nominees:
       
             
1) LESLIE A. BRUN
Issuer
Yes
For
For
             
2) THOMAS R. CHECH
Issuer
Yes
For
For
             
3) KENNETH C. FRAZIER
Issuer
Yes
For
For
             
4) THOMAS H. GLOCER
Issuer
Yes
For
For
             
5) WILLIAM B. HARRISON, JR.
Issuer
Yes
For
For
             
6) C. ROBERT KIDDER
Issuer
Yes
For
For
             
7) ROCHELLE B. LAZARUS
Issuer
Yes
For
For
             
8) CARLOS E. REPRESAS
Issuer
Yes
For
For
             
9) PATRICIA F. RUSSO
Issuer
Yes
For
For
             
10) CRAIG B. THOMPSON
Issuer
Yes
For
For
             
11) WENDELL P. WEEKS
Issuer
Yes
For
For
             
12) PETER C. WENDELL
Issuer
Yes
For
For
           
2
RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
Issuer
Yes
For
For
           
3
ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION
Issuer
Yes
For
For
           
4
SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT
Holder
Yes
For
Against
           
5
SHAREHOLDER PROPOSAL CONCERNING SPECIAL SHAREOWNER MEETINGS
Holder
Yes
For
Against
           
6
SHAREHOLDER PROPOSAL CONCERNING A REPORT ON CHARITABLE AND POLITICAL CONTRIBUTIONS
Holder
Yes
Against
For
           
7
SHAREHOLDER PROPOSAL CONCERNING A REPORT ON LOBBYING ACTIVITIES
Holder
Yes
Against
For
                       
POSCO
PKX
693483109
3/22/2013
12/28/2012
Annual
1
APPROVAL OF THE 45TH FY FINANCIAL STATEMENTS
Issuer
Yes
For
NA
           
2a
Election of Outside Directors. Nominees:
       
             
1) CHAE-CHOL SHIN
Issuer
Yes
For
NA
             
2) MYOUNG-WOO LEE
Issuer
Yes
For
NA
             
3) JI-HYUNG KIM
Issuer
Yes
For
NA
           
2b
Election of Audit Committee Member. Nominee:
       
             
1) JI-HUNG KIM
Issuer
Yes
For
NA
           
2c
Election of Inside Directors. Nominees:
       
             
1) IN-HWAN CHANG
Issuer
Yes
For
NA
             
2) Kim YEUNG-GYU KIM
Issuer
Yes
For
NA
           
3
APPROVAL OF LIMITS OF TOTAL REMUNERATION FOR DIRECTORS
Issuer
Yes
For
NA
                       
W.P. CAREY & CO. LLC
WPC
92930Y107
9/13/2012
7/16/2012
Special
1
A PROPOSAL TO ADOPT AND APPROVE THE TRANSACTIONS DESCRIBED IN THE AGREEMENT AND PLAN OF MERGER DATED AS OF FEBRUARY 17, 2012 (THE "MERGER AGREEMENT"), BY AND AMONG CORPORATE PROPERTY ASSOCIATES 15 INCORPORATED, W.P. CAREY & CO. LLC, W.P. CAREY REIT, INC. (NOW NAMED W.P. CAREY INC.), AND THE OTHER PARTIES THERETO, AS MORE THOROUGHLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
Issuer
Yes
For
For
           
2
A PROPOSAL TO ADOPT AND APPROVE THE TRANSACTIONS DESCRIBED IN THE AGREEMENT AND PLAN OF MERGER DATED AS OF FEBRUARY 17, 2012 (THE "REIT CONVERSION AGREEMENT") BETWEEN W.P. CAREY & CO. LLC AND W.P. CAREY REIT, INC. (NOW NAMED W.P. CAREY INC.), AS MORE THOROUGHLY DESCRIBED IN THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS.
Issuer
Yes
For
For
           
3
A PROPOSAL TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE SPECIAL MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS OF THE SPECIAL MEETING, INCLUDING, WITHOUT LIMITATION, A MOTION TO ADJOURN THE SPECIAL MEETING TO ANOTHER TIME FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES TO APPROVE THE PROPOSALS ABOVE.
Issuer
Abstain
Abstain
Abstain
                       
CATERPILLAR INC.
CAT
149123101
6/12/2013
4/15/2013
Annual
1
Election of directors. Nominees:
       
             
1) DAVID L. CALHOUN
Issuer
Yes
For
For
             
2) DANIEL M. DICKINSON
Issuer
Yes
For
For
             
3) JUAN GALLARDO
Issuer
Yes
For
For
             
4) DAVID R. GOODE
Issuer
Yes
For
For
             
5) JESSE J. GREENE, JR.
Issuer
Yes
For
For
             
6) JON M. HUNTSMAN, JR.
Issuer
Yes
For
For
             
7) PETER A. MAGOWAN
Issuer
Yes
For
For
             
8) DENNIS A. MUILENBURG
Issuer
Yes
For
For
             
9) DOUGLAS R. OBERHELMAN
Issuer
Yes
For
For
             
10) WILLIAM A. OSBORN
Issuer
Yes
For
For
             
11) CHARLES D. POWELL
Issuer
Yes
For
For
             
12) EDWARD B. RUST, JR.
Issuer
Yes
For
For
             
13) SUSAN C. SCHWAB
Issuer
Yes
For
For
             
14) JOSHUA I. SMITH
Issuer
Yes
For
For
             
15) MILES D. WHITE
Issuer
Yes
For
For
           
2
RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013
Issuer
Yes
For
For
           
3
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
Issuer
Yes
For
For
           
4
STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD
Holder
Yes
For
Against
           
5
STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY WRITTEN CONSENT
Holder
Yes
For
Against
           
6
STOCKHOLDER PROPOSAL - EXECUTIVE STOCK RETENTION
Holder
Yes
Against
For
           
7
STOCKHOLDER PROPOSAL - SUSTAINABILITY MEASURE IN EXECUTIVE COMPENSATION
Holder
Yes
Against
For
           
8
REVIEW OF GLOBAL CORPORATE STANDARDS
Holder
Yes
Against
For
           
9
STOCKHOLDER PROPOSAL - SALES TO SUDAN
Holder
Yes
Against
For


 
 

 

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.


(Registrant)
Boulder Growth & Income Fund, Inc.
   
By:
/s/ Stephen C. Miller
 
Stephen C. Miller
 
President (Principal Executive Officer)
   
Date:
August 23, 2013