UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 11-K
x |
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES | |
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EXCHANGE ACT OF 1934 |
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For the fiscal year ended December 31, 2006 |
or
o |
TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES | |
|
EXCHANGE ACT OF 1934 |
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For the transition period from |
_____________ to _____________ |
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Commission File Number: 1-9894 |
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A. |
Full title of the plan and address of the plan, if different from that of the issuer named below: |
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ALLIANT ENERGY CORPORATION 401(k) SAVINGS PLAN |
|
B. |
Name of issuer of the securities held pursuant to the plan and the address of its principal |
executive office:
ALLIANT ENERGY CORPORATION
4902 North Biltmore Lane
Madison, Wisconsin 53718
REQUIRED INFORMATION
The following financial statements and schedules of the Alliant Energy Corporation 401(k) Savings Plan, prepared in accordance with the financial reporting requirements of the Employee Retirement Income Security Act of 1974, as amended, are filed herewith.
Page 1 of 22 pages
Exhibit Index is on page 21
1
ALLIANT ENERGY CORPORATION
401(k) SAVINGS PLAN
FINANCIAL STATEMENTS AS OF DECEMBER 31, 2006 AND 2005
AND FOR THE YEAR ENDED DECEMBER 31, 2006,
SUPPLEMENTAL SCHEDULES AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2006, AND
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
2
ALLIANT ENERGY CORPORATION
401(k) SAVINGS PLAN
TABLE OF CONTENTS
Page No.
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
4 |
FINANCIAL STATEMENTS
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Statements of Net Assets Available for Benefits |
| |
|
as of December 31, 2006 and 2005 |
5 | |
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Statement of Changes in Net Assets Available for Benefits |
| |
|
for the Year Ended December 31, 2006 |
6 | |
NOTES TO FINANCIAL STATEMENTS |
7-12 |
SUPPLEMENTAL SCHEDULES
|
Form 5500, Schedule H, Part IV, line 4i - Schedule of Assets (Held at End of Year) |
| |
|
as of December 31, 2006 |
13-17 | |
|
Form 5500, Schedule H, Part IV, line 4i - Schedule of Assets (Acquired and Disposed |
| |
|
of Within Year) for the Year Ended December 31, 2006 |
18 | |
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Form 5500, Schedule H, Part IV, line 4j - Schedule of Reportable Transactions |
| |
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for the Year Ended December 31, 2006 |
19 | |
SIGNATURES |
20 |
EXHIBIT INDEX |
21 |
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Consent of Independent Registered Public Accounting Firm |
22 |
3
Report of Independent Registered Public Accounting Firm
To the Total Compensation Committee and Participants of the Alliant Energy Corporation 401(k) Savings Plan:
We have audited the accompanying statements of net assets available for benefits of Alliant Energy Corporation 401(k) Savings Plan (the Plan) as of December 31, 2006 and 2005, and the related statement of changes in net assets available for benefits for the year ended December 31, 2006. These financial statements are the responsibility of the Plans management. Our responsibility is to express an opinion on these financial statements based on our audits.
We conducted our audits in accordance with standards of the Public Company Accounting Oversight Board (United States). Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. The Plan is not required to have, nor were we engaged to perform, an audit of its internal control over financial reporting. Our audits included consideration of internal control over financial reporting as a basis for designing audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the Plans internal control over financial reporting. Accordingly, we express no such opinion. An audit also includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements, assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audits provide a reasonable basis for our opinion.
In our opinion, such financial statements present fairly, in all material respects, the net assets available for benefits of the Plan as of December 31, 2006 and 2005, and the changes in net assets available for benefits for the year ended December 31, 2006 in conformity with accounting principles generally accepted in the United States of America.
Our audits were conducted for the purpose of forming an opinion on the basic financial statements taken as a whole. The supplemental schedules of (1) assets (held at end of year) as of December 31, 2006, (2) assets (acquired and disposed of within year) for the year ended December 31, 2006, and (3) reportable transactions for the year ended December 31, 2006, are presented for the purpose of additional analysis and are not a required part of the basic financial statements, but are supplementary information required by the Department of Labors Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974. These schedules are the responsibility of the Plans management. Such schedules have been subjected to the auditing procedures applied in our audit of the basic 2006 financial statements and, in our opinion, are fairly stated in all material respects when considered in relation to the basic financial statements taken as a whole.
/s/ Deloitte & Touche LLP
Milwaukee, Wisconsin
June 22, 2007
4
ALLIANT ENERGY CORPORATION
401(k) SAVINGS PLAN
STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS
December 31, | ||
2006 | 2005 | |
Investment income receivable | $220,277 | $1,916,893 |
Contributions receivable | -- | 1,256,949 |
Total receivables | 220,277 | 3,173,842 |
Investments, other than participant promissory notes (Refer to Notes 7 and 8) | 577,699,020 | 486,711,444 |
Participant promissory notes | 9,305,638 | 8,837,772 |
Total investments | 587,004,658 | 495,549,216 |
Net assets available for benefits at fair value | 587,224,935 | 498,723,058 |
Adjustments from fair value to contract value for fully benefit- | ||
responsive investment contracts (Refer to Note 2) | 435,698 | 518,125 |
Net assets available for benefits | $587,660,633 | $499,241,183 |
The accompanying Notes to Financial Statements are an integral part of these statements.
5
ALLIANT ENERGY CORPORATION
401(k) SAVINGS PLAN
STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
For the Year Ended December 31, 2006
Net assets available for benefits - beginning of year | $499,241,183 | ||||
Contributions: | |||||
Cash contributions from employees | 26,431,405 | ||||
Employer contributions: | |||||
Cash for purchase of Alliant Energy Corporation common stock | 7,562,464 | ||||
Cash | 535,990 | ||||
Rollovers from other qualified plans | 397,501 | ||||
Investment income: | |||||
Net appreciation in fair value of investments (Refer to Note 7) | 64,838,281 | ||||
Interest and dividends | 26,247,210 | ||||
Distributions to participants | (37,593,401 | ) | |||
Net increase | 88,419,450 | ||||
Net assets available for benefits - end of year | $587,660,633 | ||||
The accompanying Notes to Financial Statements are an integral part of this statement.
6
ALLIANT ENERGY CORPORATION
401(k) SAVINGS PLAN
NOTES TO FINANCIAL STATEMENTS
FOR THE YEAR ENDED DECEMBER 31, 2006
Note 1. |
Description of the Plan |
The Alliant Energy Corporation 401(k) Savings Plan (the Plan) is a qualified defined contribution plan under Section 401(k) of the Internal Revenue Code (the Code), as amended, and meets the applicable requirements of the Employee Retirement Income Security Act of 1974, as amended (ERISA). The following brief description of the Plan is provided for general information purposes only. More complete information regarding the Plan is provided in the plan document and summary plan description, which have been made available to all eligible Plan participants (participants). The Plan is administered by the Total Compensation Committee (the Committee) and the Plan sponsor is Alliant Energy Corporate Services, Inc. (a direct subsidiary of Alliant Energy Corporation). The Committee reserves the right to terminate, amend or modify the Plan if future conditions warrant such action.
Any regular employee of Alliant Energy Corporation and its participating subsidiaries (the Company) age 18 and over may participate in the Plan. Regular full-time employees and regular part-time employees customarily scheduled to work at least half-time may participate immediately following 30 days of service. Part-time employees customarily scheduled to work less than half-time may participate after 12 months of service during which he or she has earned at least 1,000 paid hours.
An Employee Stock Ownership Plan (ESOP) is in place within the Plan. Under these provisions, participants have the option to elect to receive cash for any dividends paid on Company common stock within the Plan or to have the dividends reinvested in additional shares based on the current market price. Also, the Company is eligible for the dividend deduction provisions of Section 404(k) of the Code for Company common stock held in the ESOP.
Effective Jan. 1, 2006, the Company made changes to the Plan for newly hired non-bargaining employees and all Alliant Energy Resources, Inc. parent company (Resources) and Cedar Rapids and Iowa City Railway Company (CRANDIC) employees. For all other non-bargaining employees, the following changes will go into effect on Aug. 1, 2008. The changes include the Company providing matching contributions of $0.50 for each $1 contributed by the participant up to the first 8% of each respective participants eligible compensation. In addition, the Company provides a contribution into each active employees 401(k) account each pay period based on a percentage of base pay as follows:
|
|
Company |
Age plus Years of Service |
|
Contribution |
< 49 |
|
4% |
50 - 69 |
|
5% |
70+ |
|
6% |
For all other non-bargaining and bargaining employees, the Company provides matching contributions of $0.50 for each $1 contributed by the participant up to the first 6% of each respective participants eligible compensation.
|
Employee contribution limits for 2006 were as follows: |
Eligible employee annual contribution limit as a percentage of compensation |
50% |
Maximum annual contribution limit* |
$15,000 |
*Participants who were at least age 50 by Dec. 31, 2006 were eligible to make additional catch-up contributions of up to $5,000 in 2006. These additional catch-up contributions were not eligible for any Company match.
7
Company contributions are invested in the Alliant Energy Corporation Common Stock Fund, except for contributions for newly hired non-bargaining employees and all Resources and CRANDIC employees beginning Jan. 1, 2006. These exceptions are invested at each participants discretion. Effective Oct. 2, 2006, the Plan enhanced its existing diversification provisions by allowing participants with at least three years of service to transfer their Company matching contributions invested in the Alliant Energy Corporation Company Stock Fund to any other investment fund. Previously, Company matching contributions invested in the Alliant Energy Corporation Company Stock Fund could not be transferred to any other investment fund, except for certain participants during the 30-day period immediately prior to retirement and participants age 55 with 10 years of service were eligible to diversify up to 100% of their ESOP account to one or more of the investment options.
During 2005, Resources and CRANDIC employees were eligible for a discretionary Company contribution of $0.50 for every $1 contributed by the participant up to a maximum of the first 6% of each respective participants eligible compensation in addition to the basic Company contribution. The discretionary contribution for both Resources and CRANDIC employees was based on achieving specified goals and was typically determined and paid during the first quarter of the following year. The discretionary Company contributions for 2005 were $198,808. Effective Jan. 1, 2006 this discretionary contribution is no longer available.
An additional Company contribution is contributed to the accounts of active participants, as of the last day of the Plan year, who contributed at least 6% of compensation during the Plan year and did not receive a Company matching contribution equal to 3% of compensation or for those eligible for a matching contribution equal to 4% of compensation who contributed 8% of compensation during the Plan year. The amount of the additional Company contribution is the difference between 3% of compensation or 4% of compensation for certain employees during the Plan year and the amount of Company matching contributions previously received during the Plan year.
Participants are immediately vested in their respective employee and employer contributions. Participants may subsequently redesignate the distribution of future contributions or transfer existing balances between investment funds on a daily basis, subject to the limits set forth in the Plan.
Contributions under the Plan are held and invested, until distribution, in a Trust Fund maintained by Wachovia Bank, National Association (the Trustee), as successor to Ameriprise Trust Company. On June 1, 2006, Wachovia Bank, National Association acquired Ameriprise Trust Companys recordkeeping business.
The Plan has provisions under which participants who are active employees may take loans up to the lesser of $50,000 or 50% of their total account balance (a $1,000 minimum loan amount and a maximum of three loans for each participant also apply). The Committee determines the loan interest rate pursuant to the Plan. Interest rates on participant loans outstanding ranged from 5.0% to 10.5% at both Dec. 31, 2006 and 2005. Principal and interest are repaid bi-weekly through employee payroll deductions.
Note 2. |
Summary of Significant Accounting Policies |
(a) Basis of Accounting - The financial statements have been prepared in accordance with accounting principles generally accepted in the United States of America (GAAP).
(b) Adoption of New Accounting Guidance - In 2006, the Plan adopted Financial Accounting Standards Board Staff Position, FSP AAG INV-1 and SOP 94-4-1, Reporting of Fully Benefit-Responsive Contracts Held by Certain Investment Companies Subject to the AICPA Investment Company Guide and Defined-Contribution Health and Welfare and Pension Plans (FSP) and retrospectively adjusted the statement of net assets available for benefits as of Dec. 31, 2005 to adopt this new accounting standard. As required by the FSP, the statements of net assets available for benefits present investments at fair value as well as an additional line item showing an adjustment of fully benefit-responsive contracts from fair value to contract value. The statement of changes in net assets available for benefits is presented on a contract value basis and was not affected by the adoption of the FSP. The adoption of the FSP did not impact the amount of net assets available for benefits at Dec. 31, 2005.
8
(c) Valuation of Investments and Income Recognition - The Plans investments are stated at fair value. All Guaranteed Investment Contracts (GICs) held by the Plan are fully benefit-responsive. The contract value of all GIC investments was $48,954,702 and $47,341,620 at Dec. 31, 2006 and 2005, respectively. The approximate fair value of these investments was $48,570,228 and $46,887,620 at Dec. 31, 2006 and 2005, respectively, based on the discounted cash flows valuation method. The weighted average yields for the GICs based on annualized earnings on Dec. 31, 2006 and 2005, were 5.47% and 5.06%, respectively. The weighted average yields for the GICs based on the interest rate credited to participants on Dec. 31, 2006 and 2005, were 5.11% and 4.33%, respectively. Participant loans are carried at unpaid principal balances due, which approximates fair value. All other Plan investments are carried at fair value as determined by quoted market prices, except for the RiverSource Trust Income Fund I. The RiverSource Trust Income Fund I is a common collective trust fund, which includes investments in fully benefit-responsive GICs and is reported at fair value at Dec. 31, 2006 and 2005, as determined by Ameriprise Trust Company. Interest income is accrued when earned. Dividend income is recorded on the ex-dividend date. Investment transactions are recorded on the trade date.
(d) Net Appreciation in Fair Value of Investments - Net realized and unrealized appreciation is recorded in the accompanying statement of changes in net assets available for benefits as Net appreciation in fair value of investments.
(e) Payment of Benefits - Benefit payments to participants are recorded when paid.
(f) Expenses - Investment management and recordkeeping fees are paid from investment earnings prior to crediting earnings to the individual participant account balances. Most other Plan administrative expenses are absorbed by the Company. Expenses incurred in maintaining Self-Managed Brokerage Accounts are the responsibility of the respective Plan participants.
(g) Use of Estimates - The preparation of financial statements in conformity with GAAP requires the Plan administrator to make estimates and assumptions that affect the reported amounts of net assets available for benefits at the date of the financial statements and the reported amounts of changes in net assets available for benefits during the reporting period. Actual results could differ from those estimates.
(h) Risk and Uncertainties - The Plan invests in various investments, including common investment funds, mutual funds, common stock of the Company and investment contracts. The Plan also offers a Self-Managed Brokerage Account option which allows participants to invest in a wide range of mutual funds. Investments, in general, are exposed to various risks, such as interest rate, credit, and overall market volatility. Due to the level of risk associated with certain investments, it is reasonably possible that changes in the values of certain investments may occur in the near term and that such changes could materially affect the amounts reported in the financial statements.
Note 3. |
Tax Status |
The Internal Revenue Service has determined and informed the Company by a letter dated Aug. 25, 2003, that the Plan and related trust are designed in accordance with the applicable sections of the Code. The Plan has been amended since receiving the determination letter. However, the Committee and the Plans tax counsel believe that the Plan is designed and is currently being operated in compliance with the applicable requirements of the Code.
9
Note 4. |
Plan Termination Provisions |
Upon termination of the Plan in its entirety, each participant is entitled to receive, in accordance with the terms of the Plan, the entire balance in their account. The Company has no intention to terminate the Plan.
Note 5. |
Withdrawals and Distributions |
Withdrawals from participants account balances are allowed when participants who are actively employed reach age 70-1/2 (or age 59-1/2 for certain participants). Withdrawals are also allowed due to special hardship circumstances. Distributions from the Plan will be made upon termination of employment (by retirement, death, disability or otherwise) if the participants account balance is less than $5,000. If a withdrawing participants account balance exceeds $1,000 but is less than $5,000, and the participant does not make an election to either have the account paid as a direct rollover or as a cash payment, the distribution will be paid as a direct rollover to an individual retirement account established at the Trustee. If a withdrawing participants account balance exceeds $5,000, the participant may elect to defer payment until he or she is age 70-1/2. Distributions can be either in the form of a lump sum or substantially equal annual installments. The unpaid portion of all loans made to the participant, including accrued interest, will be deducted from the amount of the participant account to be distributed. Distributions payable to participants at Dec. 31, 2006 and 2005 were $227,307 and $59,982, respectively. Distributions payable are not included within net assets available for benefits in the accompanying financial statements, however, they are recorded as liabilities in the Plans Form 5500 (refer to Note 10).
Note 6. |
Derivative Financial Instruments |
The Plan did not invest in any material derivative financial instruments during 2006 and 2005.
Note 7. |
Other Investment Information |
Investments held which were greater than 5% of the Plan's net assets available for benefits as of Dec. 31 were as follows:
|
2006 |
|
2005 |
Alliant Energy Corporation Common Stock* |
$137,820,283 |
|
$107,427,885 |
(non-participant directed: $817,826 (21,654 shares) and |
|
|
|
$68,338,101 (2,437,165 shares), respectively) |
|
|
|
(participant directed: $137,002,457 (3,627,526 shares) and $39,089,784 |
|
|
|
(1,394,072 shares), respectively) |
|
|
|
American Funds Growth Fund of America, 2,716,565 and 2,660,335 |
|
|
|
shares, respectively |
89,293,482 |
|
82,097,953 |
RiverSource Trust Equity Index Fund III*, 1,959,874 and 2,209,051 |
|
|
|
shares, respectively |
78,104,900 |
|
76,095,171 |
Dodge & Cox Stock Fund, 367,953 and 300,943 shares, respectively |
56,466,030 |
|
41,295,339 |
American Funds EuroPacific Growth Fund, 913,251 and 741,088 |
|
|
|
shares, respectively |
41,991,279 |
|
30,110,419 |
PIMCO Total Return Fund, 3,024,733 and 2,780,718 shares, respectively |
31,396,730 |
|
29,197,536 |
* Represents party known to be a party-in-interest to the Plan.
10
During 2006, the Plans investments, including gains and losses on investments acquired and disposed of, as well as held during the year, appreciated (depreciated) in value as follows:
Alliant Energy Corporation Common Stock* |
$36,888,292 |
RiverSource Trust Equity Index Fund III* |
10,957,207 |
American Funds Growth Fund of America |
5,347,150 |
Dodge & Cox Stock Fund |
5,117,418 |
American Funds EuroPacific Growth Fund |
4,212,352 |
Buffalo Small Cap Fund |
1,235,350 |
State Street Global Advisors S&P Midcap Index Fund |
1,220,670 |
RiverSource Trust Income Fund I* |
372,834 |
RiverSource Trust Bond Index Fund II* |
310,870 |
Evergreen Small Cap Value Fund |
178,134 |
Brown Capital Management Small Company Fund |
34,326 |
Self-Managed Brokerage Accounts |
12,756 |
PIMCO Total Return Fund |
(330,310) |
Dreyfus Premier Emerging Markets Fund |
(718,768) |
Net appreciation in fair value of investments |
$64,838,281 |
|
* Represents party known to be a party-in-interest to the Plan. |
Note 8. |
Non-Participant Directed Investments |
Information about the net assets and the significant components of the changes in net assets relating to the non-participant directed investments was as follows:
|
Dec. 31, | |||
Net assets: |
2006 |
|
2005 | |
Alliant Energy Corporation Common Stock* |
$817,826 |
|
$68,338,101 | |
RiverSource Trust Money Market Fund I* |
12,120 |
|
987,313 | |
Contributions receivable |
-- |
|
378,296 | |
Investment income receivable |
1,659 |
|
5,358 | |
|
$831,605 |
|
$69,709,068 | |
|
|
| ||
Changes in net assets: |
2006 |
| ||
Employer contributions |
$379,399 |
| ||
|
|
| ||
Investment activity: |
|
| ||
Net appreciation in fair value of investments |
136,954 |
| ||
Investment income |
16,385 |
| ||
|
|
| ||
Plan amendment related to diversification (Note 1) |
(69,410,201) |
| ||
|
($68,877,463) |
| ||
* Represents party known to be a party-in-interest to the Plan.
Note 9. |
Related Party Transactions |
Certain Plan investments are shares of mutual funds and common trust funds managed by an affiliate of the Trustee and shares of common stock of the Company. As of Dec. 31, 2006 and 2005, the Plan held 3,649,180 and 3,831,237 shares of Alliant Energy Corporation common stock with a cost basis of $90,603,322 and $94,376,693, respectively. In 2006 and 2005, the Plan recorded dividend income of $4,317,068 and $3,980,853, respectively, from investments in common stock of the Company. These transactions qualify as exempt party-in-interest transactions.
11
Note 10. Reconciliation to Form 5500
Distributions payable to participants are not included within net assets available for benefits in the accompanying financial statements, however, they are recorded as liabilities in the Plans Form 5500. For 2006, net assets available for benefits in the accompanying financial statements are at contract value, however, they are recorded at fair value in the Plans Form 5500. The following table reconciles net assets available for benefits per the financial statements to the Plans Form 5500 as filed by the Company:
|
2006 |
|
2005 | |
Net assets available for benefits per financial statements |
$587,660,633 |
|
$499,241,183 | |
Adjustments: |
|
|
| |
Fair value to contract value for fully |
|
|
| |
benefit-responsive investment contracts |
(435,698) |
|
-- | |
Benefits requested not yet paid |
(227,307) |
|
(59,982) | |
Amounts reported per Form 5500 |
$586,997,628 |
|
$499,181,201 | |
The following table reconciles the net increase in net assets available for benefits per the financial statements to the Form 5500 as filed by the Company for 2006:
|
Net increase |
Amounts reported per financial statements |
$88,419,450 |
Adjustments: |
|
Changes in adjustment from fair value to contract value |
|
for fully benefit-responsive investment contracts |
(435,698) |
Changes in benefits requested not yet paid |
(167,325) |
Amounts reported per Form 5500 |
$87,816,427 |
12
ALLIANT ENERGY CORPORATION | |||||||
401(k) SAVINGS PLAN | |||||||
FORM 5500, SCHEDULE H, PART IV, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR) | |||||||
AS OF DECEMBER 31, 2006 | |||||||
Identify of issue, borrower, | Description of investment including maturity date, | Current | |||||
lessor, or similar party | rate of interest, collateral, par or maturity value | Cost | Value | ||||
Registered Investment Companies | Evergreen Small Cap Value Fund, 427,150 shares | $10,249,354 | $10,499,350 | ||||
American Funds Growth Fund of America, 2,716,565 shares | 60,800,760 | 89,293,482 | |||||
PIMCO Total Return Fund, 3,024,733 shares | 32,141,695 | 31,396,730 | |||||
Dodge & Cox Stock Fund, 367,953 shares | 47,398,951 | 56,466,030 | |||||
Brown Capital Management Small Company Fund, 24,241 shares | 700,661 | 790,268 | |||||
Dreyfus Premier Emerging Markets Fund, 1,006,811 shares | 22,305,242 | 21,233,653 | |||||
American Funds EuroPacific Growth Fund, 913,251 shares | 33,445,909 | 41,991,279 | |||||
Buffalo Small Cap Fund, 977,795 shares | 27,205,186 | 26,341,808 | |||||
Common/Collective Trusts | RiverSource Trust Money Market Fund I*, 6,619,693 shares | 6,169,693 | 6,169,693 | ||||
RiverSource Trust Equity Index Fund III*, 1,959,874 shares | 59,752,962 | 78,104,900 | |||||
RiverSource Trust Income Fund I*, 115,628 shares | 7,998,593 | 8,292,283 | |||||
RiverSource Trust Investment Grade Bond Fund*, 649,552 shares | 10,362,833 | 11,435,370 | |||||
RiverSource Trust Bond Index Fund II*, 582,261 shares | 8,377,486 | 8,797,964 | |||||
State Street Global Advisors S&P Midcap Index Fund, 348,109 shares | 10,767,912 | 13,047,467 | |||||
Corporate Stocks: Common | Alliant Energy Corporation common stock*, 3,649,180 shares | 90,603,322 | 137,820,283 | ||||
Corporate Bonds | BOAA-06-9, 6.00%, 2/25/37, par value $350,000 | 351,367 | 351,367 | ||||
COUNTRYWIDE ALT TR 2006-HY12, 6.20%, 8/25/36, par value $206,546 | 207,933 | 208,694 | |||||
CWALT 2006-22CB-CA, 6.00%, 5/25/36, par value $170,000 | 170,478 | 171,646 | |||||
CWALT 2006-31CBA16, 6.00%, 11/25/36, par value $150,000 | 151,523 | 151,520 | |||||
CWALT 06-43CB 1A4, 6.00%, 2/25/37, par value $175,000 | 176,613 | 175,978 | |||||
BACM 2005-4-A1, 4.43%, 7/10/45, par value $119,940 | 119,942 | 117,949 | |||||
BACM 2005-6-A2, 5.19%, 9/10/47, par value $175,000 | 175,882 | 174,694 | |||||
BOAA 2003-1-A1, 5.00%, 2/25/33, par value $75,448 | 75,954 | 73,893 | |||||
BOAMS 2004-E 2A6, 4.11%, 6/25/34, par value $150,000 | 148,781 | 147,083 | |||||
BACM 2006-2-AAB, 5.72%, 5/10/36, par value $150,000 | 150,756 | 153,790 | |||||
BSCMS 2005-PWR9-A1, 4.50%, 9/11/42, par value $186,923 | 187,390 | 183,856 | |||||
BSCMS 2005-T20-A2, 5.13%, 10/12/42, par value $250,000 | 251,366 | 248,730 | |||||
CDC COMMERCIAL MTGE, 5.68%, 11/15/30, par value $375,000 | 379,419 | 381,687 | |||||
CD 2006-CD2-AAB, 5.57%, 1/15/46, par value $200,000 | 198,008 | 201,272 | |||||
CPS 2006-A-A3, 5.10%, 10/15/10, par value $175,000 | 174,983 | 174,945 | |||||
CWALT 2005-6CB-1A1, 7.50%, 4/25/35, par value $48,925 | 52,189 | 50,705 | |||||
CWL 2005-10-AF6, 4.91%, 12/25/35, par value $20,000 | 19,999 | 19,485 | |||||
CWL 2005-17-1AF2, 5.36%, 12/25/35, par value $125,000 | 124,998 | 124,297 | |||||
CWALT INC 2005-54CB, 5.50%, 11/25/35, par value $59,139 | 60,100 | 59,161 | |||||
CWALT INC 2005-43, 5.50%, 11/25/35, par value $63,223 | 64,132 | 63,247 | |||||
CWALT 2005-64CB-1A, 5.50%, 12/25/35, par value $125,875 | 127,079 | 126,198 | |||||
CWALT 2005-85CB-2A, 5.50%, 2/25/36, par value $151,775 | 151,645 | 151,710 | |||||
CWALT 2006-SCB, 6.00%, 1/25/36, par value $262,564 | 263,610 | 262,547 | |||||
CWHL 2006-HYB1-1A1, 5.39%, 3/20/36, par value $146,058 | 146,058 | 145,205 | |||||
CWHL 2006-HYB5-2A2, 5.95%, 9/20/36, par value $276,426 | 276,232 | 278,143 | |||||
CGCMT 2005-C3-A1, 4.39%, 5/15/43, par value $243,244 | 243,848 | 238,872 | |||||
ARMT 2005-12-2A1, 5.71%, 3/25/36, par value $159,116 | 160,104 | 159,611 | |||||
CSFB 2003-CPN1-A2, 4.60%, 3/15/35, par value $350,000 | 335,549 | 337,442 | |||||
CSMC 2006-C4-A3, 5.47%, 9/15/39, par value $260,000 | 261,300 | 261,608 | |||||
CSFB 2005-C4-A1, 4.77%, 8/15/38, par value $180,464 | 180,916 | 178,537 | |||||
ARMT_06-1-2A1, 5.97%, 6/25/36, par value $210,203 | 211,615 | 210,241 | |||||
CSMC 2006-C1-A2, 5.44%, 2/15/39, par value $175,000 | 175,875 | 176,406 | |||||
CSFB-05-12-SA1, 7.00%, 12/25/35, par value $108,161 | 112,133 | 110,444 |
13
ALLIANT ENERGY CORPORATION | |||||||
401(k) SAVINGS PLAN | |||||||
FORM 5500, SCHEDULE H, PART IV, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR) | |||||||
AS OF DECEMBER 31, 2006 (Continued) | |||||||
Identify of issue, borrower, | Description of investment including maturity date, | Current | |||||
lessor, or similar party | rate of interest, collateral, par or maturity value | Cost | Value | ||||
Corporate Bonds (continued) | FRNK 2004-2-A4, 3.93%, 8/15/12, par value $175,000 | $173,496 | $172,608 | ||||
GMACM 2004-HE2-A4, 3.65%, 10/25/33, par value $120,000 | 115,539 | 115,660 | |||||
GECMC 2005-C3-A2, 4.85%, 7/10/45, par value $350,000 | 351,746 | 345,868 | |||||
GCCFC 2003-C2 A3, 4.53%, 7/05/10, par value $325,000 | 314,366 | 316,591 | |||||
GCCFC 2005-GG5-A1, 4.79%, 4/10/37, par value $213,267 | 213,267 | 211,418 | |||||
HVMLT 2005-12-2A1A, 6.83%, 10/19/35, par value $115,381 | 117,977 | 118,813 | |||||
HERTZ VEHICLE FINANCING, 4.93%, 2/15/10, par value $150,000 | 149,991 | 149,661 | |||||
INDX 2005-AR25-A1, 5.88%, 12/25/35, par value $84,536 | 85,398 | 84,665 | |||||
INDX 2006-AR13-1A1, 6.10%, 7/25/36, par value $184,141 | 185,666 | 184,592 | |||||
INDYMAC LN TR 2006-AR1, 5.96%, 8/25/36, par value $405,330 | 406,882 | 407,602 | |||||
JPMCC 2003-LN1-A1, 4.13%, 10/15/37, par value $93,582 | 89,762 | 90,472 | |||||
JPMCC 2003-C1-A1, 4.27%, 1/12/37, par value $172,042 | 170,275 | 167,723 | |||||
JPMCC 2005-CIBC12, 4.85%, 9/12/37, par value $175,000 | 167,316 | 170,996 | |||||
JPMCC 2006-CB16, 5.55%, 5/12/45, par value $275,000 | 276,367 | 278,949 | |||||
LBUBS 2005-C1-A1, 4.06%, 2/15/30, par value $72,355 | 72,715 | 70,981 | |||||
LBART 2005-B-A3, 4.41%, 5/15/10, par value $200,000 | 200,000 | 198,552 | |||||
MALT 2004-13 7A1, 6.50%, 11/25/34, par value $277,445 | 278,572 | 278,633 | |||||
MLMT 2005-CIP1-A1, 4.63%, 5/12/10, par value $179,681 | 179,681 | 177,280 | |||||
MLMT 2005-CK1-A1, 5.03%, 11/12/37, par value $157,375 | 157,765 | 156,766 | |||||
MSC 2003-T11 A2, 4.34%, 6/13/41, par value $250,000 | 243,213 | 244,372 | |||||
MSM 2004-2AR 3A, 5.05%, 2/25/34, par value $121,739 | 124,668 | 120,164 | |||||
MSC 2006-HQ9-AAB, 5.68%, 7/20/44, par value $200,000 | 201,091 | 204,159 | |||||
POPLR 2005-5-AF3, 5.09%, 11/25/35, par value $175,000 | 174,999 | 173,223 | |||||
RAMC 2006-2-AF3, 5.69%, 8/25/36, par value $135,000 | 135,000 | 135,612 | |||||
RAMC 2005-3-AF3, 4.77%, 10/25/35, par value $125,000 | 124,553 | 123,457 | |||||
RAMC 2005-4-A3, 5.56%, 2/25/36, par value $70,000 | 70,000 | 69,736 | |||||
RAMC 2006-1-AF3, 5.61%, 5/25/36, par value $235,000 | 234,994 | 234,816 | |||||
RALI SER 2003-QS4 ABS, 5.50%, 9/25/33, par value $18,719 | 19,244 | 18,667 | |||||
RASC 2004-KS8 AI3, 3.84%, 9/25/34, par value $82,113 | 82,099 | 81,099 | |||||
RALI 2006-QS3-1A10, 6.00%, 3/25/36, par value $107,369 | 108,090 | 108,610 | |||||
SQALT 2006-1-A2, 6.12%, 2/25/36, par value $94,991 | 95,696 | 96,245 | |||||
SARM 2005-15-4A1, 5.52%, 7/25/35, par value $182,280 | 183,954 | 180,628 | |||||
SARM-06-5:4A1 CMO FLOAT% 7/25/36, 5.97%, 6/25/36, par value $139,091 | 138,222 | 139,477 | |||||
WAMU MTG PASS-THROUGH CTFS 2005, 5.30%, 12/25/35, par value $113,963 | 112,476 | 113,042 | |||||
WBCMT 2003-C8-A2, 3.89%, 11/15/35, par value $150,000 | 150,745 | 146,124 | |||||
WBCMT 2005-C18-A2, 4.66%, 4/15/42, par value $175,000 | 170,912 | 171,664 | |||||
WBCMT 2005-C18-A4, 4.93%, 4/15/42, par value $200,000 | 191,758 | 194,653 | |||||
WBCMT 2005-C19-A1, 4.17%, 6/15/42, par value $136,888 | 136,884 | 134,101 | |||||
WFMBS 2005-5-3PT3, 5.50%, 5/25/35, par value $267,702 | 267,080 | 263,017 | |||||
WFMBS 2006-AR6-2A2, 5.08%, 4/25/36, par value $185,430 | 182,569 | 183,042 | |||||
WELLS FARGO MTG BACKED SECS 2006, 5.11%, 3/25/36, par value $142,342 | 140,190 | 140,682 | |||||
CS FIRST BOSTON MTGE SECURITIES, 5.10%, 8/15/38, par value $250,000 | 249,793 | 248,483 | |||||
WFMBS, 5.00%, 10/25/35, par value $315,472 | 305,845 | 303,346 |
14
ALLIANT ENERGY CORPORATION | |||||||
401(k) SAVINGS PLAN | |||||||
FORM 5500, SCHEDULE H, PART IV, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR) | |||||||
AS OF DECEMBER 31, 2006 (Continued) | |||||||
Identify of issue, borrower, | Description of investment including maturity date, | Current | |||||
lessor, or similar party | rate of interest, collateral, par or maturity value | Cost | Value | ||||
Government and Agency Obligations | FNMA 30YR TBA, 5.00%, 1/01/35, par value $400,000 | $391,672 | $386,125 | ||||
FNMA 15YR TBA, 5.50%, 1/01/15, par value $350,000 | 351,531 | 349,891 | |||||
FNMA TBA, 5.50%, 1/01/31, par value $1,000,000 | 995,906 | 988,125 | |||||
FNMA 30YR TBA, 6.00%, 9/01/28, par value $375,000 | 379,250 | 377,460 | |||||
FNMA 30YR TBA, 6.50%, 1/01/30, par value $375,000 | 382,676 | 382,031 | |||||
FGLMC GOLD 30 YR TBA, 5.50%, 1/01/37, par value $375,000 | 373,403 | 370,781 | |||||
FHLMC TBA, 6.00%, 1/01/33, par value $1,100,000 | 1,113,063 | 1,107,909 | |||||
FHLMC GOLD #E91326, 6.50%, 9/01/17, par value $58,791 | 62,282 | 60,149 | |||||
FHLMC GOLD #E97247, 5.00%, 6/01/18, par value $90,446 | 92,368 | 89,141 | |||||
FGOLD 10 YR #G12100, 5.00%, 11/01/13, par value $73,448 | 71,979 | 72,603 | |||||
FHLMC #1G1067, 5.70%, 7/01/36, par value $244,966 | 243,942 | 246,086 | |||||
FHLMC (NON GOLD) ARM #1G2450, 5.93%, 8/01/36, par value $319,236 | 321,518 | 322,697 | |||||
FHLMC #1G2496 ARM, 6.21%, 9/01/36, par value $123,094 | 124,830 | 124,164 | |||||
FHLMC GOLD #C66932, 6.00%, 5/01/32, par value $49,000 | 49,107 | 49,478 | |||||
FED HOME LN BANK, 4.63%, 1/18/08, par value $30,000 | 29,964 | 29,834 | |||||
FHLB, 5.25%, 2/13/08, par value $25,000 | 24,989 | 25,013 | |||||
FHLMC REF NOTE, 5.13%, 10/15/08, par value $85,000 | 87,547 | 85,109 | |||||
FHLMC, 3.88%, 6/15/08, par value $45,000 | 43,616 | 44,234 | |||||
FNMA BENCHMARK, 4.50%, 10/15/08, par value $85,000 | 84,867 | 84,242 | |||||
FNMA 15YR #252260, 6.00%, 3/01/10, par value $278,053 | 276,706 | 282,396 | |||||
FNMA #254187, 5.00%, 12/01/08, par value $156,138 | 155,284 | 155,481 | |||||
FNMA #254291, 7.00%, 4/01/17, par value $67,501 | 71,994 | 69,388 | |||||
FNMA #254757, 5.00%, 3/31/13, par value $78,031 | 81,542 | 77,015 | |||||
FNMA #254793, 5.00%, 7/01/33, par value $121,710 | 119,922 | 117,734 | |||||
FNMA #357324, 5.00%, 1/01/33, par value $293,246 | 282,341 | 283,763 | |||||
FNMA #387608, 4.80%, 9/01/15, par value $220,384 | 212,008 | 214,963 | |||||
FNMA #462236, 5.44%, 7/01/16, par value $124,606 | 127,366 | 125,884 | |||||
FNMA #462237, 5.52%, 7/01/16, par value $149,550 | 153,703 | 151,904 | |||||
FNMA #535170, 5.50%, 9/01/14, par value $79,436 | 81,968 | 79,775 | |||||
FNMA #545701, 7.00%, 7/01/12, par value $41,789 | 44,662 | 42,014 | |||||
FNMA #545864, 5.50%, 8/01/17, par value $140,757 | 142,835 | 141,245 | |||||
FNMA #555528, 6.00%, 4/01/33, par value $264,204 | 266,475 | 266,615 | |||||
FNMA #555591, 5.50%, 7/01/33, par value $477,795 | 476,077 | 472,924 | |||||
FNMA #555740, 4.50%, 9/01/18, par value $185,143 | 181,383 | 178,982 | |||||
FNMA #640996, 7.50%, 5/01/32, par value $49,161 | 52,602 | 51,100 | |||||
FNMA #646147, 7.00%, 6/01/32, par value $144,573 | 151,485 | 149,517 | |||||
FNMA #648349, 6.00%, 6/01/17, par value $55,320 | 57,862 | 56,246 | |||||
FNMA #677377, 5.50%, 1/01/33, par value $313,055 | 309,925 | 309,928 | |||||
FHLMC 2492-B, 5.50%, 5/15/13, par value $266,406 | 278,103 | 265,977 | |||||
FNMA #200394, 5.50%, 7/25/23, par value $167,804 | 175,172 | 167,171 | |||||
FHLMC 2617 HD, 7.00%, 6/15/16, par value $78,099 | 84,835 | 80,469 | |||||
FNMA 2003-133 GB, 8.00%, 12/25/26, par value $39,873 | 43,692 | 42,020 | |||||
FHLMC 2641, 6.50%, 1/15/18, par value $82,000 | 87,503 | 84,158 | |||||
FNMA 2004-W3 A15, 5.00%, 5/25/34, par value $85,745 | 89,725 | 85,087 | |||||
FNMA 2004-60 PA, 5.50%, 4/25/34, par value $119,532 | 123,482 | 119,457 |
15
ALLIANT ENERGY CORPORATION | |||||||
401(k) SAVINGS PLAN | |||||||
FORM 5500, SCHEDULE H, PART IV, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR) | |||||||
AS OF DECEMBER 31, 2006 (Continued) | |||||||
Identify of issue, borrower, | Description of investment including maturity date, | Current | |||||
lessor, or similar party | rate of interest, collateral, par or maturity value | Cost | Value | ||||
Government and Agency Obligations | FHLMC 2657 NT, 5.00%, 1/15/16, par value $89.245 | $92,885 | $88,780 | ||||
(continued) | FHLMC 2672 NT, 5.00%, 2/15/16, par value $115,702 | 120,497 | 115,059 | ||||
FHLMC 2662 DB, 5.00%, 2/15/16, par value $84,800 | 88,219 | 84,349 | |||||
FHLMC 2750 DB, 4.50%, 5/15/15, par value $114,720 | 117,462 | 113,447 | |||||
FHLMC 2843-BA, 5.00%, 1/15/18, par value $89,383 | 91,593 | 88,426 | |||||
FHLMC 2907-AG, 4.50%, 3/15/19, par value $89,629 | 89,601 | 87,325 | |||||
FNMA #685433, 6.50%, 3/01/33, par value $90,026 | 95,069 | 92,222 | |||||
FNMA #704265, 5.50%, 5/01/33, par value $343,226 | 336,402 | 339,728 | |||||
FNMA #705304, 4.92%, 6/01/33, par value $133,277 | 135,224 | 130,763 | |||||
FEDERAL NATL MTG ASSN GTD MTG, 6.00%, 12/01/33, par value $463,189 | 462,320 | 467,094 | |||||
FNMA #725090, 4.82%, 11/01/33, par value $118,058 | 117,431 | 114,400 | |||||
FNMA #725425, 5.50%, 4/01/34, par value $543,860 | 532,572 | 538,352 | |||||
FNMA ARM #725737, 4.53%, 8/01/34, par value $82,172 | 81,183 | 81,649 | |||||
FNMA #725773, 5.50%, 9/01/34, par value $321,984 | 312,073 | 318,532 | |||||
FNMA #725815, 6.00%, 12/01/33, par value $158,691 | 160,105 | 160,029 | |||||
FNMA #728599, 5.00%, 7/01/33, par value $702,427 | 686,732 | 679,478 | |||||
FNMA #735057, 4.50%, 1/01/19, par value $159,929 | 153,782 | 154,659 | |||||
FNMA #735935, 5.00%, 12/01/18, par value $291,055 | 286,189 | 287,036 | |||||
FNMA #741897, 5.00%, 10/01/33, par value $91,338 | 88,198 | 88,353 | |||||
FNMA #745563, 5.50%, 8/01/34, par value $482,830 | 472,173 | 477,908 | |||||
FNMA #745727, 5.26%, 5/01/16, par value $248,751 | 246,779 | 248,306 | |||||
FNMA #745802, 6.00%, 7/01/36, par value $364,011 | 365,831 | 366,475 | |||||
FNMA #763798, 5.50%, 3/01/34, par value $244,133 | 247,185 | 241,729 | |||||
FNMA #764082, 4.78%, 1/01/34, par value $88,180 | 89,627 | 86,969 | |||||
FNMA ARM #799769, 5.05%, 11/01/34, par value $100,630 | 102,642 | 99,931 | |||||
FNMA ARM #801344, 5.07%, 10/01/34, par value $104,480 | 106,374 | 104,404 | |||||
FNMA #809534, 5.09%, 2/01/35, par value $87,822 | 88,999 | 87,574 | |||||
FNMA ARM #826908, 5.12%, 8/01/35, par value $163,863 | 163,453 | 161,464 | |||||
FNMA #844705, 5.76%, 12/01/35, par value $129,135 | 130,386 | 129,336 | |||||
FNMA ARM #845070, 5.09%, 12/01/35, par value $180,261 | 180,359 | 179,331 | |||||
FNMA ARM #849082, 5.84%, 1/01/36, par value $87,807 | 88,888 | 88,342 | |||||
FNMA ARM #866097, 6.17%, 2/01/36, par value $166,596 | 169,043 | 169,513 | |||||
FNMA ARM #872753, 5.92%, 6/01/36, par value $95,854 | 96,348 | 96,442 | |||||
FNMA #878661, 5.50%, 2/01/36, par value $456,684 | 438,417 | 449,322 | |||||
FNMA #881629, 5.50%, 2/01/36, par value $442,416 | 424,927 | 435,284 | |||||
FNMA #883267, 6.50%, 7/01/36, par value $171,092 | 173,818 | 175,494 | |||||
FNMA ARM #886461, 6.19%, 8/01/36, par value $93,297 | 94,128 | 94,483 | |||||
FNMA #886762, 7.00%, 9/01/36, par value $337,625 | 347,701 | 348,097 | |||||
FNMA ARM #887096, 5.81%, 7/01/36, par value $215,066 | 215,663 | 217,716 | |||||
FNMA ARM #900197, 5.97%, 10/01/36, par value $124,972 | 126,364 | 125,751 | |||||
GNMA II #003501, 6.00%, 1/20/34, par value $452,770 | 446,544 | 458,222 | |||||
GNMA II #003920, 6.00%, 11/20/36, par value $249,611 | 253,511 | 252,467 | |||||
UST INFLATION INDEX, 3.38%, 1/15/07, par value $1,200,000 | 1,535,837 | 1,524,919 | |||||
U.S. TREASURY NOTE, 2.25%, 2/15/07, par value $620,000 | 609,934 | 617,917 | |||||
U.S. T-BOND, 3.38%, 2/15/08, par value $70,000 | 68,179 | 68,778 | |||||
U.S. TREASURY NOTE, 4.25%, 11/30/07, par value $140,000 | 139,042 | 139,037 | |||||
UST NOTE/BOND, 4.88%, 5/31/08, par value $40,000 | 39,903 | 39,981 | |||||
U.S. TREASURY NOTE, 4.88%, 10/31/08, par value $530,000 | 532,010 | 530,248 | |||||
U.S. TREASURY NOTE, 4.63%, 10/31/11, par value $40,000 | 40,241 | 39,855 | |||||
U.S. TREASURY NOTE, 4.63%, 11/15/16, par value $440,000 | 444,594 | 437,113 | |||||
U.S. TREASURY NOTE, 4.50%, 11/30/11, par value $140,000 | 140,875 | 138,753 | |||||
FNMA 2004-W10 A23, 5.00%, 8/25/34, par value $125,000 | 128,770 | 124,109 |
16
ALLIANT ENERGY CORPORATION | |||||||
401(k) SAVINGS PLAN | |||||||
FORM 5500, SCHEDULE H, PART IV, LINE 4i - SCHEDULE OF ASSETS (HELD AT END OF YEAR) | |||||||
AS OF DECEMBER 31, 2006 (Continued) | |||||||
Identify of issue, borrower, | Description of investment including maturity date, | Current | |||||
lessor, or similar party | rate of interest, collateral, par or maturity value | Cost | Value | ||||
Investment Contracts | Monumental Life Insurance Company, 5.24%, 12/31/50 | ||||||
Synthetic Guaranteed Investment Contract Wrapper | $- | $- | |||||
Bank of America NA, 5.39%, 12/31/50 | |||||||
Synthetic Guaranteed Investment Contract Wrapper | - | 24,503 | |||||
Rabobank International, 5.29%, 12/31/50 | |||||||
Synthetic Guaranteed Investment Contract Wrapper | - | 23,585 | |||||
IXIS Capital Markets, 4.98%, 12/31/50 | |||||||
Synthetic Guaranteed Investment Contract Wrapper | - | 42,115 | |||||
JP Morgan Chase & Co., 5.17%, 12/31/50 | |||||||
Synthetic Guaranteed Investment Contract Wrapper | - | 14,044 | |||||
UBS Warburg, 5.28%, 12/31/50 | |||||||
Synthetic Guaranteed Investment Contract Wrapper | - | 26,379 | |||||
State Street Bank and Trust Company, 5.03%, 12/31/50 | |||||||
Synthetic Guaranteed Investment Contract Wrapper | - | 27,671 | |||||
AIG Financial Products Corp., 4.72%, 12/31/50 | |||||||
Synthetic Guaranteed Investment Contract Wrapper | - | 30,530 | |||||
JP Morgan Chase II, 5.10%, 12/31/50 | |||||||
Synthetic Guaranteed Investment Contract Wrapper | - | - | |||||
Participant-Directed Brokerage Accounts | Self-Managed Brokerage Accounts | 359,209 | 381,185 | ||||
Participant Promissory Notes* | Maximum allowable loan -- $50,000 | ||||||
Various interest rates -- 5.0% to 10.5% | |||||||
Primarily maturing within 5 years | - | 9,305,638 | |||||
$464,227,645 | $587,004,658 | ||||||
* Represents party known to be a party-in-interest to the Alliant Energy Corporation 401(k) Savings Plan.
17
ALLIANT ENERGY CORPORATION | |||||||
401(k) SAVINGS PLAN | |||||||
FORM 5500, SCHEDULE H, PART IV, LINE 4i - SCHEDULE OF ASSETS (ACQUIRED AND DISPOSED OF WITHIN YEAR) | |||||||
FOR THE YEAR ENDED DECEMBER 31, 2006 | |||||||
Description of investment | |||||||
Identity | including maturity date, | ||||||
of issue, borrower, lessor, | rate of interest, collateral, | Cost of | Proceeds of | ||||
or similar party | par or maturity value | Acquisitions | Dispositions | ||||
Corporate Bonds | ARMT 2006 - 2 - CB1, 6.24%, 5/25/36 | $125,541 | $126,641 | ||||
COUNTRYWIDE ALT TR, 6.20%, 8/25/36 | 18,578 | 18,454 | |||||
CWALT 2005 - 64CB - 1A, 5.50%, 12/25/35 | 19,137 | 18,956 | |||||
CWALT 2005 - 85CB - 2A, 5.50%, 2/25/36 | 20,431 | 20,449 | |||||
CWALT 2006 - 2CB, 6.00%, 1/25/36 | 37,585 | 37,436 | |||||
CWHL 2006 - HYB1 - 1A1, 5.39%, 3/20/36 | 28,942 | 28,942 | |||||
CWHL 2006 - HYB5 - 2A2, 5.95%, 9/20/36 | 22,575 | 22,591 | |||||
CCCIT 06 - B2 - B2, 5.15%, 3/07/11 | 399,716 | 393,891 | |||||
ARMT 2005 - 12 - 2A1, 5.71%, 3/25/36 | 36,503 | 36,278 | |||||
ARMT_06 - 1 - 2A1, 5.97%, 6/25/36 | 40,065 | 39,797 | |||||
INDX 2006 - AR13 - 1A1, 6.10%, 7/25/36 | 15,990 | 15,859 | |||||
INDYMAC LN TR 2006, 5.96%, 8/25/36 | 19,745 | 19,670 | |||||
JPMCC 2003 - LN1 - A1, 4.13%, 10/15/37 | 15,011 | 15,649 | |||||
MALT 2004 - 13 7A1, 6.50%, 11/25/34 | 55,230 | 55,007 | |||||
MLMT 2006 - C1 - A4, 5.84%, 5/12/39 | 224,536 | 229,474 | |||||
RALI 2006 - QS3 - 1A10, 6.00%, 3/25/36 | 11,303 | 11,228 | |||||
SQALT 2006 - 1 - A2, 6.12%, 2/25/36 | 26,819 | 26,622 | |||||
SARM_06 - 5 - 4A1 CMO, 5.97%, 6/25/36 | 10,841 | 10,909 | |||||
TBW 2006 - 2 - 6A1, 7.00%, 7/25/36 | 152,748 | 152,011 | |||||
WAMU MTG PASS-THRO, 5.30%, 12/25/35 | 3,477 | 3,523 | |||||
WBCMT 2006 - C25 - APB, 5.95%, 5/15/43 | 200,988 | 203,773 | |||||
WFMBS 2006 - AR6 - 2A2, 5.08%, 4/25/36 | 14,345 | 14,570 | |||||
WELLS FARGO MTG BA, 5.11%, 3/25/36 | 2,119 | 2,152 |
18
ALLIANT ENERGY CORPORATION | |||||||||||||
401(k) SAVINGS PLAN | |||||||||||||
FORM 5500, SCHEDULE H, PART IV | |||||||||||||
LINE 4j - SCHEDULE OF REPORTABLE TRANSACTIONS | |||||||||||||
FOR THE YEAR ENDED DECEMBER 31, 2006 | |||||||||||||
Identity | Total | Total | Total | Net | Adjusted | Net | |||||||
of Party Involved and | Number of | Value of | Number | Selling | Cost of | Gain | |||||||
Description of Assets | Purchases | Purchases (1) | of Sales | Price (1) | Assets Sold | (Loss) | |||||||
Single Transaction Exceeds 5% of Value: | |||||||||||||
None. | |||||||||||||
Series of Transactions With Same Broker Exceeds 5% of Value: | |||||||||||||
None. | |||||||||||||
Series of Transactions In Same Security Exceeds 5% of Value: | |||||||||||||
RiverSource Trust Money Market Fund I* | 466 | $72,644,810 | 449 | $73,339,694 | $73,339,694 | $- | |||||||
Single Transaction With One Broker Exceeds 5% of Value: | |||||||||||||
None. | |||||||||||||
(1) The purchase/selling price was
equal to the fair value on the date of purchase/sale.
* Represents party known to
be a party-in-interest to the Alliant Energy 401(k) Savings Plan.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Total Compensation Committee, which administers the Plan, has duly caused this Annual Report to be signed on its behalf by the undersigned, thereunto duly authorized, on this 28th day of June 2007.
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ALLIANT ENERGY CORPORATION | |
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401(k) SAVINGS PLAN |
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/s/ Christopher J. Lindell | ||
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Christopher J. Lindell |
| |
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The foregoing person is the Vice President - Shared Services | |
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of Alliant Energy Corporation and Alliant Energy Corporate | |
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Services, Inc., and the Chairperson of the Alliant Energy | |
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Corporation Total Compensation Committee. |
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20
EXHIBIT INDEX TO ANNUAL REPORT ON FORM 11-K
ALLIANT ENERGY CORPORATION
401(k) SAVINGS PLAN
FOR THE YEAR ENDED DECEMBER 31, 2006
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Page Number in |
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Sequentially Numbered |
Exhibit No. |
Exhibit |
Form 11-K |
23 |
Consent of Independent Registered Public Accounting Firm |
22 |
21